Laverne C. Moter
Professional summary
Laverne Clifford Moter was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Laverne is a previously registered financial advisor and started their career in finance in 1999. Prior to being barred, Laverne had worked at 5 firms, which includes MY INVESTMENT ADVISOR INC., INVESTMENT ADVISORS INTERNATIONAL INC., TRANSAMERICA FINANCIAL ADVISORS LLC, WORLD GROUP SECURITIES INC., OSAIC WEALTH INC..
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Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 3, 2009 - October 7, 2013
MY INVESTMENT ADVISOR, INC.
September 26, 2006 - May 26, 2009
INVESTMENT ADVISORS INTERNATIONAL, INC.
July 25, 2005 - August 25, 2006
TRANSAMERICA FINANCIAL ADVISORS, LLC
November 13, 2002 - May 26, 2009
WORLD GROUP SECURITIES, INC.
September 3, 1999 - December 21, 2000
OSAIC WEALTH, INC.
State Registrations and Notice Filings
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Exams
Current Firm
MY INVESTMENT ADVISOR, INC.
CRD#: 144616 / SEC#:
Contact information
Red Flags
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