Robert B. Mcdonald
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Bernard Mcdonald was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1969. Robert had worked at 5 firms and has passed the Series 63, Series 55, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 1990 - January 3, 2001
SECURITY RESEARCH ASSOCIATES, INC.
December 1, 1986 - January 30, 1990
KIMBERLY SECURITIES, INC.
March 13, 1981 - August 7, 1986
C. M. BLAIR, W. O. FOSTER & CO., INC.
June 29, 1976 - January 26, 1983
BIRR, WILSON & CO., INC.
September 3, 1969 - July 14, 1976
BLAIR CHARLES M & CO INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/26/2000
Limited Representative-Equity Trader ExamSeries 1
Date: 1/17/1962
Registered Representative ExaminationSeries 00
Date: 8/7/1969
General Securities Principal ExaminationCurrent Firm
SECURITY RESEARCH ASSOCIATES, INC.
CRD#: 8200 / SEC#: , 8-24626
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SWIFT, BRIAN GARNER | CHAIRMAN | 441317 |
| COLLINS, TIMOTHY | PRESIDENT, CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR - CAPITAL MARKETS | 51366 |
| DE-JOUNGE, ANDERS ARENDT | OWNER | 2318841 |
| MAGOWAN, JAMES BASIL | OWNER | 5781647 |
| HAMILTON, GARY LEE | OWNER & SECRETARY | 4851778 |
| KLAGES, WILLIAM ALBERT | OWNER | 4748921 |
| LEWIS, CRAIG STOUT | OWNER | 5501107 |
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
