Robert J. Sweitzer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Joseph Sweitzer JR, who also goes by Bob Sweitzer, Robert Joseph Sweitzer Jr. Jr, Robert Sweitzer Jr. Jr, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1999. Robert had worked at 7 firms and has passed the Series 66, Series 63, Series 31, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 5, 2008 - August 14, 2017
TENNESSEE WEALTH MANAGEMENT
July 13, 2006 - October 1, 2008
TD AMERITRADE, INC.
July 13, 2006 - October 1, 2008
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
July 12, 2006 - October 1, 2008
TD AMERITRADE, INC.
July 10, 2006 - July 11, 2006
MSI FINANCIAL SERVICES, INC.
June 15, 2006 - July 11, 2006
METROPOLITAN LIFE INSURANCE COMPANY
June 15, 2006 - July 11, 2006
MSI FINANCIAL SERVICES, INC.
September 19, 2005 - May 26, 2006
MORGAN STANLEY DW INC.
August 5, 2005 - May 26, 2006
MORGAN STANLEY DW INC.
November 1, 1999 - June 19, 2001
LIBERTY LIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TENNESSEE WEALTH MANAGEMENT
CRD#: 148273 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 42 |
| AUM (Assets Under Management) | $ 38,771,039 |
Red Flags
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