Michael L. Gill-more

HARBOUR INVESTMENT MANAGEMENT L.L.C.

Edmonds, WA 98020-8442

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CRD#: 3268408

Professional summary

Michael Lee Gill-more, who also goes by Michael Lee Gillmore, is a registered financial advisor currently at HARBOUR INVESTMENT MANAGEMENT L.L.C. located in Edmonds, Washington.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Michael has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Lee Gillmore

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Lee Gill-more's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 10, 2023 - Present

HARBOUR INVESTMENT MANAGEMENT L.L.C.

Office #1: 152 3rd Ave S Suite 103b, Edmonds, WA 98020-8442

RIA

CRD#: 111166

Edmonds, WA

Past

August 12, 1999 - July 31, 2003

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HARBOUR INVESTMENT MANAGEMENT L.L.C.

CRD#: 111166 / SEC#: 801-39540

RIA

Registered Investment Advisory firm - (7/24/1991 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(9/28/2023)

IAR

Washington
(7/10/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/18/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/21/2022

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/12/1999

General Securities Representative Examination

Current Firm

HARBOUR INVESTMENT MANAGEMENT L.L.C.

CRD#: 111166 / SEC#: 801-39540

RIA

Registered Investment Advisory firm - (7/24/1991 Approved)

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Contact information

Main Address

152 3rd Ave S Suite 103b, Edmonds, WA 98020-8442

Mailing Address

Phone number

(425) 742-1557

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 BROCHURE (2/18/2025)

Regulatory assets under management

Total Number of Accounts	564
AUM (Assets Under Management)	$ 470,591,159

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael L. Gill-more

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Lee Gill-more's CRS (Customer Relationship Summary).

Certified licenses

Experience

HARBOUR INVESTMENT MANAGEMENT L.L.C.

BANC OF AMERICA SECURITIES LLC

Primary Firm SEC Registration

HARBOUR INVESTMENT MANAGEMENT L.L.C.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/18/1999

SIE

Date: 3/21/2022

Series 7

Date: 8/12/1999

Current Firm

HARBOUR INVESTMENT MANAGEMENT L.L.C.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HARBOUR INVESTMENT MANAGEMENT L.L.C.

TRUST BUT VERIFY

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