Christy M. Porterfield
Professional summary
Christy M Porterfield, who also goes by Christy M Hays, Christy Michelle Hays, Christy Michelle Porterfield, Christy Porterfield, is a registered financial professional currently at NATIONAL FINANCIAL SERVICES LLC located in Westlake, Texas.
Christy is registered as a RR (Registered Representative) and started their career in finance in 2000. Christy has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10, Series 9, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christy M Porterfield's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 14, 2021 - Present
NATIONAL FINANCIAL SERVICES LLC
Office #1: Two Destiny Way, Westlake, TX 76262July 13, 2018 - April 21, 2021
FIDELITY PERSONAL AND WORKPLACE ADVISORS
October 29, 2012 - July 13, 2018
STRATEGIC ADVISERS LLC
September 30, 2009 - April 20, 2021
FIDELITY BROKERAGE SERVICES LLC
April 24, 2006 - July 31, 2008
TD AMERITRADE, INC.
January 3, 2002 - July 5, 2006
TD AMERITRADE CLEARING, INC.
September 28, 2000 - December 31, 2001
J.P. SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
NATIONAL FINANCIAL SERVICES LLC
CRD#: 13041 / SEC#: 801-50706, 8-26740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | SOLE MEMBER | |
| ADAMS, ROBERT JOHN | CHIEF OPERATIONS OFFICER/ELECTED MANAGER | 1291582 |
| CRUPI, KAREN MICHELE | CHIEF LEGAL OFFICER | 2982229 |
| DEPOALO, RONALD EDWARD | PRESIDENT | 5995085 |
| DYER, JANET MARIE | CHIEF COMPLIANCE OFFICER | 3186352 |
| RHODES, NOAH BUTLER | CHIEF FINANCIAL OFFICER | 6546392 |
| TESAURO, THOMAS JOHN | ELECTED MANAGER | 1862532 |
Disclosures
| Regulatory Event | 47 |
| Civil Event | 1 |
| Arbitration | 14 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
