Michael W. Chamberlain
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael William Chamberlain was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1999. Michael had worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 2011 - December 31, 2012
THE ASCENDANT GROUP, LLC
March 26, 2010 - December 2, 2010
PRINCIPAL SECURITIES, INC.
March 24, 2010 - December 2, 2010
PRINCIPAL SECURITIES, INC.
June 16, 2009 - December 24, 2009
OAK GROVE INVESTMENT SERVICES, INC.
May 19, 2003 - July 22, 2008
MSI FINANCIAL SERVICES, INC.
January 18, 2001 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
January 18, 2001 - July 22, 2008
MSI FINANCIAL SERVICES, INC.
August 14, 1999 - April 3, 2001
PRINCIPAL SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THE ASCENDANT GROUP, LLC
CRD#: 155991 / SEC#:
Contact information
Red Flags
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