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CB

Casey J. Brunner

ALTACCESS SECURITIES COMPANY, L.P.
DALLAS, TX 75201
Some features on this profile are disabled
CRD#: 3268173
CB

Professional summary

Casey J Brunner is a registered financial professional currently at ALTACCESS SECURITIES COMPANY, L.P. located in Dallas, Texas.

Casey is registered as a RR (Registered Representative) and started their career in finance in 1999. Casey has worked at 11 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. BRUNNER DESIGN GROUP, LLC, P.O. BOX 537 AVON, CO 81620-111 W. BEAVER CREEK BLVD. UNIT 6741, AVON, CO 81620 - NATURE: DESIGN & CONSTRUCTION - WEBSITE: NONE - ROLE: TITLE IS PARTNER, HOWEVER, I HAVE NO INVOLVEMENT OR RESPONSIBILITIES (SPOUSE'S LLC) - HRS PER WEEK DEVOTED DURING FIRM'S BUSINESS HRS - NONE. 2. BENEFICIENT COMPANY GROUP-INVESTMENT RELATED-MANAGING DIRECTOR-325 N. ST. PAUL STREET, STE 2650, DALLAS, TX 75201-MANAGING DIRECTOR OF PREFERRED LIQUIDITY PROGRAM-ALTERNATIVE INVESTMENT MANAGEMENT SERVICES-MANAGING DIRECTOR-160 HOURS A MONTH DURING SECURITIES TRADING HOURS

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Casey J Brunner's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 22, 2022 - Present

ALTACCESS SECURITIES COMPANY, L.P.

Office #1: 325 N. St. Paul Street Suite 4850, Dallas, TX 75201
BD
CRD#: 119441
DALLAS, TX
Past

January 27, 2021 - September 20, 2022

EMERSON EQUITY LLC

RIA
CRD#: 130032
Avon, CO
Past

January 26, 2021 - September 20, 2022

EMERSON EQUITY LLC

BD
CRD#: 130032
SAN MATEO, CA
Past

March 29, 2019 - December 21, 2020

PICKWICK CAPITAL PARTNERS, LLC

BD
CRD#: 130672
WHITE PLAINS, NY
Past

January 5, 2018 - March 5, 2019

HATTERAS INVESTMENT PARTNERS, LP

RIA
CRD#: 170628
RALEIGH, NC
Past

November 14, 2016 - December 31, 2017

HATTERAS INVESTMENT PARTNERS, LP

RIA
CRD#: 170628
Milwaukee, WI
Past

November 14, 2016 - March 5, 2019

HATTERAS CAPITAL DISTRIBUTORS, LLC

BD
CRD#: 143365
RALEIGH, NC
Past

July 31, 2014 - April 17, 2015

HATTERAS INVESTMENT PARTNERS, LP

RIA
CRD#: 170628
RALEIGH, NC
Past

February 16, 2012 - July 31, 2014

HATTERAS INVESTMENT PARTNERS LLC

RIA
CRD#: 128703
MILWAUKEE, WI
Past

September 19, 2011 - April 7, 2015

HATTERAS CAPITAL DISTRIBUTORS, LLC

BD
CRD#: 143365
RALEIGH, NC
Past

July 6, 2010 - September 12, 2011

INVESCO ADVISERS, INC.

RIA
CRD#: 105360
ATLANTA, GA
Past

June 2, 2010 - July 1, 2010

INVESCO ADVISERS, INC.

RIA
CRD#: 105360
ATLANTA, GA
Past

June 2, 2010 - September 12, 2011

INVESCO DISTRIBUTORS, INC.

BD
CRD#: 7369
HOUSTON, TX
Past

April 2, 2007 - June 8, 2010

MORGAN STANLEY & CO. LLC

RIA
CRD#: 8209
MILWAUKEE, WI
Past

April 2, 2007 - June 8, 2010

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY
Past

October 10, 2002 - April 2, 2007

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
PURCHASE, NY
Past

October 10, 2002 - April 2, 2007

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY
Past

August 26, 1999 - June 11, 2002

INVESCO CAPITAL MARKETS, INC.

BD
CRD#: 6939
HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(9/22/2022)
RR
California
(9/22/2022)
RR
Colorado
(9/22/2022)
RR
Connecticut
(9/22/2022)
RR
District of Columbia
(9/22/2022)
RR
Florida
(9/22/2022)
RR
Georgia
(9/22/2022)
RR
Illinois
(9/22/2022)
RR
Kentucky
(9/22/2022)
RR
Louisiana
(9/22/2022)
RR
Maryland
(9/22/2022)
RR
Massachusetts
(9/22/2022)
RR
Minnesota
(9/22/2022)
RR
Missouri
(10/5/2022)
RR
New Jersey
(9/22/2022)
RR
New York
(9/22/2022)
RR
North Carolina
(9/22/2022)
RR
Ohio
(9/22/2022)
RR
Oklahoma
(9/22/2022)
RR
Pennsylvania
(9/22/2022)
RR
Tennessee
(5/28/2024)
RR
Texas
(9/22/2022)
RR
Utah
(9/22/2022)
RR
Washington
(9/22/2022)
RR
Wisconsin
(9/22/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/16/2002
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/27/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/12/2000
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 8/25/1999
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AS
ALTACCESS SECURITIES COMPANY, L.P.
ALTACCESS SECURITIES COMPANY, L.P. | MHT SECURITIES, LP | MHT SECURITIES, L.P. | MHT MIDSPAN SECURITIES, LP | BENEFICIENT SECURITIES COMPANY, L.P. | BEN SECURITIES COMPANY, L.P.

CRD#: 119441 / SEC#: , 8-65183

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
325 N. St. Paul Street Suite 4850, Dallas, TX 75201
Mailing Address
325 N. St. Paul Street Suite 4850, Dallas, TX 75201
Phone number
(214) 245-5379
Established
Texas since 11/16/2001
Firm type
Partnership
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BEN MARKETS MANAGEMENT HOLDINGS, L.P.LIMITED PARTNER
BEN MARKETS CORPORATE HOLDINGS, L.L.C.GENERAL PARTNER
GEORGE, THOMAS KEITHFINOP5378303
TALBOT, HENRY BOARDMANPRESIDENT & CCO6004463

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALTACCESS SECURITIES COMPANY, L.P.

CRD#: 119441Dallas, TX 75201

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