David L. Cote
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Louis Cote was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1999. David had worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 27, 2018 - January 5, 2021
PAYCHEX SECURITIES CORPORATION
October 16, 2001 - January 7, 2002
AMSOUTH INVESTMENT SERVICES, INC.
December 13, 2000 - December 21, 2000
WELLS FARGO INVESTMENTS, LLC
May 30, 2000 - December 13, 2000
WELLS FARGO BROKERAGE SERVICES, L.L.C.
August 30, 1999 - March 27, 2000
CITICORP INVESTMENT SERVICES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PAYCHEX SECURITIES CORPORATION
CRD#: 39733 / SEC#: , 8-48942
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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