James D. Maendel

VESTECH ASSET MANAGEMENT

Bloomfield Hills, MI 48302

Some features on this profile are disabled

CRD#: 3267760

Professional summary

James Darvell Maendel, AIF®, who also goes by James Maendel, Jim Maendel, is a registered financial advisor currently at VESTECH ASSET MANAGEMENT INC. located in Bloomfield Hills, Michigan.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. James has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James Maendel | Jim Maendel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.DBA: MAENDEL WEALTH LLC, INVESTMENT RELATED, 7 W Square Lake Rd., Bloomfield Hills, MI, 48302, DBA FOR ADVISORY SERVICES, MANAGING PRINCIPAL, 07/2015, APPROXIMATELY 160 HOURS/MONTH DURING TRADING HOURS, PROVIDING ADVISORY SERVICES TO THE PUBLIC. 2.AMERCO, NON-INVESTMENT RELATED, 3541 HIGHLAND ROAD, WATERFORD, MI, 48328, RELOCATION AND TRANSPORTATION SERVICES, MANAGER, 09/01/2015, 80 HOURS/MONTH, 0 HOURS/MONTH DURING TRADING HOURS, MANAGING INTERSTATE CORPORATE RELOCATIONS AND TRAFFIC LOGISTICS. 3. ANN ARBOR ANNUITY EXCHANGE, NON-INVESTMENT RELATED, 45 RESEARCH DRIVE, ANN ARBOR, MI, 48103, FIELD MARKETING ORGANIZATION FOR FIXED INSURANCE, INDEPENDENT CONTRACTOR, 09/15/2017, 5 HOURS/MONTH, 0 HOURS/MONTH DURING TRADING HOURS, USED TO PROVIDE INFORMATION FOR POTENTIAL CLIENTS. 4. JOHN WILEY & SONS INC., NON-INVESTED RELATED, 111 RIVER STREET, HOBOKEN, NJ, 07030, PUBLISHING FIRM, AUTHOR OF "FOR DUMMIES" SERIES NEW EDITION, 11/21/2022, 30 HOURS/MONTH, 0 HOURS/MONTH DURING TRADING HOURS. 5. JOHN WILEY & SONS INC., NON-INVESTED RELATED, 111 RIVER STREET, HOBOKEN, NJ, 07030, PUBLISHING FIRM, TECHNICAL REVIEWER, 11/11/2023, 10 HOURS/MONTH, 0 HOURS/MONTH DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Darvell Maendel's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

March 1, 2018 - Present

VESTECH ASSET MANAGEMENT INC.

Office #1: 7 W Square Lake Rd, Bloomfield Hills, MI 48302

RIA

CRD#: 285685

Bloomfield Hills, MI

Past

September 15, 2015 - July 31, 2017

L.M. KOHN & COMPANY

RIA

CRD#: 27913

TROY, MI

Past

August 6, 2015 - July 31, 2017

L.M. KOHN & COMPANY

CRD#: 27913

TROY, MI

Past

September 30, 2010 - February 6, 2015

LPL FINANCIAL LLC

RIA

CRD#: 6413

FARMINGTON HILLS, MI

Past

September 30, 2010 - February 6, 2015

LPL FINANCIAL LLC

CRD#: 6413

FARMINGTON HILLS, MI

Past

February 3, 2006 - October 22, 2010

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

FARMINGTON HILLS, MI

Past

February 3, 2006 - October 22, 2010

UBS FINANCIAL SERVICES INC.

CRD#: 8174

FARMINGTON HILLS, MI

Past

February 25, 2004 - February 8, 2006

COMERICA SECURITIES

RIA

CRD#: 17079

SOUTHFIELD, MI

Past

September 7, 2001 - February 8, 2006

COMERICA SECURITIES

CRD#: 17079

SOUTHFIELD, MI

Past

February 6, 2001 - August 24, 2001

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

Past

September 16, 1999 - November 10, 2000

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(3/1/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/23/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/14/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/31/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/12/1999

General Securities Representative Examination

Current Firm

VESTECH ASSET MANAGEMENT INC.

MAENDEL WEALTH | VESTECH ASSET MANAGEMENT INC. | ROYAL CROWN WEALTH MANAGEMENT | MEYER FINANCIAL GROUP

CRD#: 285685 / SEC#:

Connecticut

Registered Investment Advisory firm - (8/8/2017 Approved)

Illinois

Registered Investment Advisory firm - (6/18/2020 Approved)

Kansas

Registered Investment Advisory firm - (6/9/2017 Approved)

Michigan

Registered Investment Advisory firm - (12/2/2016 Approved)

Missouri

Registered Investment Advisory firm - (6/8/2017 Approved)

North Carolina

Registered Investment Advisory firm - (9/21/2017 Approved)

Pennsylvania

Registered Investment Advisory firm - (9/21/2018 Approved)

Texas

Registered Investment Advisory firm - (12/3/2018 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

11477 Olde Cabin Road Suite 310, Saint Louis, MO 63141

Mailing Address

Phone number

(314) 828-2111

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	270
AUM (Assets Under Management)	$ 100,032,281

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jack Jerzewski

LPL ENTERPRISE, LLC

IAR

TROY, MI

Lyndon Davis

LIGHTSQUARE WEALTH MANAGEMENT, LLC

IAR

Farmington Hills, MI

Michael Delap

OSAIC WEALTH, INC.

SCOTTSDALE, AZ

We're Here To Help

Advisor Monitoring

Firm Stability Insights

James D. Maendel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Darvell Maendel's CRS (Customer Relationship Summary).

Certified licenses

Experience

L.M. KOHN & COMPANY

L.M. KOHN & COMPANY

LPL FINANCIAL LLC

LPL FINANCIAL LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

COMERICA SECURITIES

COMERICA SECURITIES

AMERIPRISE ADVISOR SERVICES, INC.

PRUDENTIAL EQUITY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/23/1999

Series 63

Date: 8/14/1999

SIE

Date: 7/31/2017

Series 7

Date: 8/12/1999

Current Firm

VESTECH ASSET MANAGEMENT INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

VESTECH ASSET MANAGEMENT INC.

TRUST BUT VERIFY

Similar Advisors