Zohair M. Alnabulsi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Zohair M Alnabulsi, CFP®, who also goes by Zack Alnabulsi, was a registered financial professional .
Zohair is a previously registered financial professional and started their career in finance in 1999. Zohair had worked at 7 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 23, 2013 - January 5, 2016
FINANCIAL WEST GROUP
March 23, 2011 - July 17, 2013
FIRST LIBERTIES FINANCIAL
January 4, 2010 - December 31, 2010
WORKMAN SECURITIES CORPORATION
January 4, 2010 - December 31, 2010
WORKMAN SECURITIES CORPORATION
March 27, 2009 - December 31, 2009
INVESTORS CAPITAL CORP.
December 13, 2000 - November 26, 2008
DAVID LERNER ASSOCIATES, INC.
September 16, 1999 - December 19, 2000
IDS LIFE INSURANCE COMPANY
September 16, 1999 - December 19, 2000
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FINANCIAL WEST GROUP
CRD#: 16668 / SEC#: 801-57393, 8-34448
Contact information
FINRA licenses (1 States and Territories)
Disclosures
| Regulatory Event | 73 |
| Arbitration | 7 |
Red Flags
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