Eric A. Foster
Professional summary
Eric Anthony Foster was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Eric is a previously registered financial professional and started their career in finance in 2000. Prior to being barred, Eric had worked at 8 firms, which includes HALCYON CABOT PARTNERS LTD., MCBARRON CAPITAL LLC, MAXIM GROUP LLC, HAPOALIM SECURITIES USA INC., H.C.WAINWRIGHT & CO. LLC, SPENCER CLARKE LLC, BROADBAND CAPITAL MANAGEMENT LLC, OSCAR GRUSS & SON INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 2, 2010 - June 26, 2012
HALCYON CABOT PARTNERS, LTD.
October 14, 2008 - July 6, 2010
MCBARRON CAPITAL LLC
October 23, 2002 - October 20, 2008
MAXIM GROUP LLC
August 14, 2002 - October 23, 2002
HAPOALIM SECURITIES USA, INC.
December 5, 2000 - August 22, 2002
H.C.WAINWRIGHT & CO., LLC
June 30, 2000 - January 1, 2001
SPENCER CLARKE LLC
April 28, 2000 - June 28, 2000
BROADBAND CAPITAL MANAGEMENT, LLC
January 12, 2000 - April 28, 2000
OSCAR GRUSS & SON INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
HALCYON CABOT PARTNERS, LTD.
CRD#: 32664 / SEC#: , 8-28702
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 13 |
| Arbitration | 4 |
Red Flags
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