Allan T. Pickle

MAG CAP

Pensacola, FL

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CRD#: 3267552

Professional summary

Allan Thomas Pickle is a registered financial advisor currently at MAG CAP located in Pensacola, Florida.

Allan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Allan has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) DARBY L.P. ADDRESS: RIDGELAND, MS NATURE OF THE BUSINESS: BUSINESS OWNER POSITION/TITLE: PARTNER INVESTMENT RELATED:NO START DATE: 01/01/2005 HOURS PER MONTH DEVOTED TO THIS BUSINESS: 6 HOURS PER MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS: 0 DESCRIPTION OF DUTIES: TO ASSIST IN MAKING DECISIONS ON THE MANAGEMENT OF FAMILY-OWNED FARM & PROPERTY. (2)Ridgeland Tourism Commission ADDRESS: RIDGELAND, MS NATURE OF THE BUSINESS: Community Organization POSITION/TITLE: Board Member, President INVESTMENT RELATED:NO START DATE: 01/01/2006 HOURS PER MONTH DEVOTED TO THIS BUSINESS: 3 HOURS PER MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS: 3 DESCRIPTION OF DUTIES: Assist in overseeing operations

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Allan Thomas Pickle's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 5, 2018 - Present

MAG CAP

RIA

CRD#: 298398

Pensacola, FL

Past

October 2, 2018 - February 27, 2019

LEVEL FOUR FINANCIAL, LLC

CRD#: 25700

Jackson, MS

Past

February 13, 2013 - October 1, 2018

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

JACKSON, MS

Past

February 13, 2013 - October 1, 2018

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

JACKSON, MS

Past

March 20, 2009 - February 13, 2013

MORGAN KEEGAN & COMPANY, LLC

RIA

CRD#: 4161

JACKSON, MS

Past

March 20, 2009 - February 13, 2013

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

JACKSON, MS

Past

August 1, 2000 - March 23, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

RIDGELAND, MS

Past

September 10, 1999 - March 23, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

RIDGELAND, MS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MAG CAP

CRD#: 298398 / SEC#: 801-114023

RIA

Registered Investment Advisory firm - (9/21/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/5/2023)

IAR

Mississippi
(10/5/2018)

IAR

Texas
(3/1/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/7/1999

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/7/1999

General Securities Representative Examination

Current Firm

MAG CAP

CRD#: 298398 / SEC#: 801-114023

RIA

Registered Investment Advisory firm - (9/21/2018 Approved)

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Contact information

Main Address

1076 Highland Colony Parkway Suite 291, Ridgeland, MS 39157

Mailing Address

Phone number

(601) 362-5872

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MAG CAP FIRM BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts	3,743
AUM (Assets Under Management)	$ 1,482,714,109

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Allan T. Pickle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Allan Thomas Pickle's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEVEL FOUR FINANCIAL, LLC

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

MAG CAP

State Registrations and Notice Filings

Exams

Series 66

Date: 10/7/1999

SIE

Date: 10/1/2018

Series 7

Date: 9/7/1999

Current Firm

MAG CAP

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MAG CAP

TRUST BUT VERIFY

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