Michelle Ko
Professional summary
Michelle Ko, who also goes by Michelle Y Ko, is a registered financial professional currently at LEERINK PARTNERS LLC located in New York, New York.
Michelle is registered as a RR (Registered Representative) and started their career in finance in 2000. Michelle has worked at 6 firms and has passed the Series 63, SIE, Series 86, Series 87, Series 7, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michelle Ko's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 14, 2024 - Present
LEERINK PARTNERS LLC
Office #1: 1301 Avenue Of The Americas 5th Floor, New York, NY 10019June 14, 2011 - December 26, 2023
CREDIT SUISSE SECURITIES (USA) LLC
June 19, 2009 - June 15, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 12, 2003 - June 11, 2009
UBS SECURITIES LLC
April 23, 2002 - November 21, 2002
MORGAN STANLEY & CO. LLC
October 27, 2000 - April 19, 2002
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/14/2024)
Exams
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq Stock Market
Current Firm
LEERINK PARTNERS LLC
CRD#: 39011 / SEC#: 801-68264, 8-48535
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LEERINK INTERMEDIATE HOLDINGS LLC | MEMBER | |
| CASEY, KEVIN MICHAEL | CHIEF COMPLIANCE OFFICER | 4754440 |
| DAVIDSON, THOMAS ADAM | SENIOR MANAGING DIRECTOR | 2248233 |
| DUBIN, DANIEL BARRY | SENIOR MANAGING DIRECTOR | 3231063 |
| GENTILE, JOSEPH ROBERT | CHIEF ADMINISTRATIVE OFFICER | 2545927 |
| HEINEMAN, STEVEN P | GENERAL COUNSEL | 5386950 |
| JURKIEWICZ, GREGG MARTIN | FINOP | 4440135 |
| LEERINK, JEFFREY ALAN | CEO | 1718986 |
| OLSON, ERIC PATRICK | PRINCIPAL OPERATIONS OFFICER | 2542584 |
Disclosures
| Regulatory Event | 6 |
Red Flags
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