Scott G. Mcmurdie

OSAIC WEALTH

Richardson, TX 75080

Some features on this profile are disabled

CRD#: 3267423

Professional summary

Scott Gregory Mcmurdie, CFP® is a registered financial advisor currently at OSAIC WEALTH, INC. located in Richardson, Texas.

Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Scott has worked at 4 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) GARLAND ISD EDUCATION FOUNDATION POSITION: Board Member NATURE: This is a non-profit education foundation for which I sit on as a board member. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 08/01/2015 ADDRESS: 501 South Jupiter Road, Garland TX 75042, United States DESCRIPTION: I work with the foundation to approve the business of the foundation. Additionally we approve grants to the teachers and educators in the district. 2) SCOTT MCMURDIE-INSURANCE POSITION: owner NATURE: Sole Proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2000 ADDRESS: 2435 North Central Expressway, Suite 1020, Richardson TX 75080, United States DESCRIPTION: When needed I assist clients with procurement of life, disability, and long term care insurance. This involves determining the right coverage and company and type of insurance for the client. 3) SACHSE EDC POSITION: Board Member NATURE: I have been appointed to serve on the board of the City of Sachse Economic Development Corporation (Sachse EDC) It is a non-profit organization supporting the city of Sachse, TX where I live. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 03/24/2022 ADDRESS: 3815 Sachse Rd., Building B, Sachse TX 75048, United States DESCRIPTION: Consult with the economic development corporation and the Sachse City council regarding the development within the city. Vote and approve projects or funding related to business coming to the city. 4)THE MCMURDIE GROUP, INC. POSITION: Corporate Secretary/Treasurer NATURE: I am an employee of the McMurdie Group Inc. A Sub-S corporation that pays my salary. All of my commissions and fees are assigned to the corporation and then I am paid. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2007 ADDRESS: 2435 North Central Expressway, Suite 1020, Richardson TX 75080, United States DESCRIPTION: As a corporate officer, i am responsible for decisions made in our corporation as they relate to hiring, firing and corporate policy. 5) SCOTT MCMURDIE-NOTARY PUBLIC POSITION: Owner NATURE: sole proprietor INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/20/2011 ADDRESS: 2435 North Central Expressway, Suite 1020, Richardson TX 75080, United States DESCRIPTION: I provide notary services for clients as needed. I do not charge a fee for these services.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Gregory Mcmurdie's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Scott Gregory Mcmurdie's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

November 3, 2023 - Present

OSAIC WEALTH, INC.

Office #1: 2435 North Central Expressway Suite 1020, Richardson, TX 75080

RIA

CRD#: 23131

Richardson, TX

Current

November 3, 2023 - Present

OSAIC WEALTH, INC.

Office #1: 2435 North Central Expressway Suite 1020, Richardson, TX 75080

RIA

CRD#: 23131

Richardson, TX

Past

January 10, 2005 - November 3, 2023

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

RICHARDSON, TX

Past

January 10, 2005 - November 3, 2023

FSC SECURITIES CORPORATION

CRD#: 7461

RICHARDSON, TX

Past

June 6, 2000 - December 31, 2004

OSAIC FA, INC.

RIA

CRD#: 3978

RICHARDSON, TX

Past

August 12, 1999 - January 18, 2005

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

August 12, 1999 - January 18, 2005

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(11/3/2023)

Arkansas
(11/3/2023)

California
(11/3/2023)

Colorado
(11/3/2023)

Florida
(11/3/2023)

IAR

Florida
(1/3/2024)

Georgia
(11/3/2023)

Illinois
(11/3/2023)

Indiana
(11/3/2023)

Iowa
(11/3/2023)

Kansas
(11/3/2023)

Kentucky
(11/25/2024)

Louisiana
(11/3/2023)

Maine
(11/3/2023)

Michigan
(11/3/2023)

Minnesota
(11/3/2023)

Mississippi
(11/3/2023)

Missouri
(11/3/2023)

Nevada
(11/3/2023)

New Hampshire
(11/3/2023)

New York
(11/3/2023)

North Carolina
(11/3/2023)

Ohio
(12/14/2023)

Oklahoma
(11/3/2023)

Oregon
(11/3/2023)

Pennsylvania
(11/3/2023)

South Carolina
(11/3/2023)

Tennessee
(11/3/2023)

Texas
(11/3/2023)

IAR

Texas
(11/3/2023)

Utah
(11/3/2023)

Virginia
(11/3/2023)

Wyoming
(11/3/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/10/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/30/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 9/25/2025

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/12/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 9/2/2005

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 2/14/2005

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

David Alvarez

EDWARD JONES

IAR

Grapevine, TX

Kenneth Hopkins

ORION WEALTH MANAGEMENT LLC

IAR

Garland, TX

Jonathan Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

IAR

DALLAS, TX

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Scott G. Mcmurdie

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Gregory Mcmurdie's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Scott Gregory Mcmurdie's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

OSAIC FA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 2/10/2006

Series 63

Date: 5/30/2000

Series 52TO

Date: 9/25/2025

SIE

Date: 10/1/2018

Series 7

Date: 8/12/1999

Series 53

Date: 9/2/2005

Series 24

Date: 2/14/2005

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

TRUST BUT VERIFY

Similar Advisors