David R. Hodson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David R Hodson, who also goes by Dave R Hodson, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1999. David had worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 24, 2016 - December 31, 2016
CORECAP INVESTMENTS, LLC
July 12, 2012 - October 31, 2013
LEO BROKERAGE, LLC
May 22, 2008 - December 31, 2008
GWN SECURITIES INC.
May 22, 2008 - September 17, 2010
GWN SECURITIES INC.
January 9, 2008 - March 5, 2008
PLANMEMBER SECURITIES CORPORATION
December 10, 2003 - March 5, 2008
PLANMEMBER SECURITIES CORPORATION
October 21, 2003 - November 17, 2003
STUART SECURITIES CORP.
August 2, 1999 - November 13, 2003
PLANMEMBER SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CORECAP INVESTMENTS, LLC
CRD#: 37068 / SEC#: , 8-47783
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
