BR
Brian L. Russell
VALOR FINANCIAL SERVICES
Knoxville, TN 37932
Some features on this profile are disabled
CRD#: 3267319
BR
Professional summary
Brian Lee Russell is a registered financial advisor currently at VALOR FINANCIAL SERVICES, LLC located in Knoxville, Tennessee.
Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Brian has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 9/24/2010: No Business Name - Investment Related - Knoxville, TN 37921 & 37912 - REAL ESTATE RENTAL - TIME SPENT 5% - 2 Rental Properties.
2. 1/6/2014: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - TIME SPENT 5% - Occasionally sell individual health insurance and medicare advantage plans along with prescription drug plans.
3. 3/3/2017 - Knox Wealth Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/01/2017 - 160 Hours Per Month/6 Hours During Securities Trading.
4. 6/15/2017 - Knox Wealth Partners Advisory - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/05/2017 - 80 Hours Per Month During Securities Trading.
5. 8/1/2018 - Knox Wealth Partners Advisory LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 07/05/2017 - 80 Hours Per Month/70 Hours During Securities Trading - I provide investment advisory services through Knox Wealth Partners Advisory LLC, an independent investment advisor firm. I started this business activity in 07/2017. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm�s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
6. 4/27/2020 - Flagship Harbor Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/24/2020 - 80 Hours Per Month During Securities Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Brian Lee Russell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 3, 2020 - Present
VALOR FINANCIAL SERVICES, LLC
Office #1: 10820 Murdock Drive Suite 102, Knoxville, TN 37932RIA
CRD#: 309377
Knoxville, TN
Past
April 29, 2020 - June 11, 2020
FLAGSHIP HARBOR ADVISORS, LLC
RIA
CRD#: 155733
KNOXVILLE, TN
Past
January 4, 2019 - June 25, 2020
LPL FINANCIAL LLC
RIA
CRD#: 6413
KNOXVILLE, TN
Past
July 12, 2017 - June 2, 2020
KNOX WEALTH PARTNERS ADVISORY
RIA
CRD#: 288580
KNOXVILLE, TN
Past
October 6, 2009 - November 8, 2017
LPL FINANCIAL LLC
RIA
CRD#: 6413
KNOXVILLE, TN
Past
October 2, 2009 - June 25, 2020
LPL FINANCIAL LLC
BD
CRD#: 6413
KNOXVILLE, TN
Past
May 7, 2007 - October 6, 2009
EDWARD JONES
RIA
CRD#: 250
KNOXVILLE, TN
Past
December 16, 2002 - October 6, 2009
EDWARD JONES
BD
CRD#: 250
KNOXVILLE, TN
Past
October 13, 1999 - December 16, 2002
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
October 13, 1999 - December 16, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VF
VALOR FINANCIAL SERVICES, LLC
TIMM, WILLIAM ARTHUR | VALOR FINANCIAL SERVICES, LLC | VALOR FINANCIAL SERVICES
CRD#: 309377 / SEC#: 801-119269
RIA
Registered Investment Advisory firm - (8/12/2020 Approved)Tennessee
Registered Investment Advisory firm - (8/14/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Tennessee(6/3/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
VF
VALOR FINANCIAL SERVICES, LLC
TIMM, WILLIAM ARTHUR | VALOR FINANCIAL SERVICES, LLC | VALOR FINANCIAL SERVICES
CRD#: 309377 / SEC#: 801-119269
RIA
Registered Investment Advisory firm - (8/12/2020 Approved)Tennessee
Registered Investment Advisory firm - (8/14/2020 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
10820 Murdock Drive Suite 102, Knoxville, TN 37932
Mailing Address
Phone number
(865) 675-1200
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,615 |
| AUM (Assets Under Management) | $ 252,442,405 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VALOR FINANCIAL SERVICES, LLC
CRD#: 309377Knoxville, TN 37932TRUST BUT VERIFY
Monitor Brian Russell
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
