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Hope L. Newsome

KNOWN GROWTH LLC
New York, NY 10001
Some features on this profile are disabled
CRD#: 3267142
HN

Professional summary


Hope Lynee Newsome, who also goes by Hope L Edwards, Hope Lynee' Edwards, Hope Lynee' Newsome, is a registered financial professional currently at KNOWN GROWTH LLC located in New York, New York.

Hope is registered as a RR (Registered Representative) and started their career in finance in 1999. Hope has worked at 7 firms and has passed the Series 66, Series 63, Series 82TO, SIE, Series 7, Series 53 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Hope L Edwards | Hope Lynee' Edwards | Hope Lynee' Newsome

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Hope Lynee Newsome's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 7, 2023 - Present

KNOWN GROWTH LLC

Office #1: 31 Hudson Yards 11th Floor, New York, NY 10001
BD
CRD#: 322351
New York, NY
Past

November 30, 2015 - March 14, 2019

TRILOMA ENERGY ADVISORS LLC

RIA
CRD#: 175326
WINTER PARK, FL
Past

May 14, 2015 - November 3, 2019

TRILOMA SECURITIES, LLC

BD
CRD#: 173059
Winter Park, FL
Past

March 10, 2011 - March 30, 2015

NEWPORT GROUP SECURITIES, INC.

RIA
CRD#: 29722
HEATHROW, FL
Past

February 28, 2011 - March 30, 2015

NEWPORT GROUP SECURITIES, INC.

BD
CRD#: 29722
HEATHROW, FL
Past

December 1, 2008 - February 22, 2011

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
ORLANDO, FL
Past

April 23, 2008 - February 22, 2011

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
ORLANDO, FL
Past

May 4, 2006 - April 16, 2008

INTERNATIONAL ASSETS ADVISORY, LLC

BD
CRD#: 10645
ORLANDO, FL
Past

May 1, 2003 - December 1, 2004

INTERNATIONAL ASSETS ADVISORY, LLC

BD
CRD#: 10645
ORLANDO, FL
Past

November 4, 1999 - May 29, 2001

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
WESTLAKE, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 6/12/2008
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 82TO
Date: 12/7/2023
Limited Representative-Private Securities Offerings
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


KG
KNOWN GROWTH LLC
KNOWN GROWTH LLC

CRD#: 322351 / SEC#: , 8-71022

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
31 Hudson Yards 11th Floor, New York, NY 10001
Mailing Address
31 Hudson Yards 11th Floor, New York, NY 10001
Phone number
(646) 970-4470
Established
Delaware since 05/18/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
KNOWN FINANCIAL, LLCOWNER
HOPKINS, THOMAS JOHNFINOP, POO, PFO1835087
NEWSOME, HOPE LYNEEINTERIM PRESIDENT AND CHIEF COMPLIANCE OFFICER3267142

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


KNOWN GROWTH LLC

CRD#: 322351New York, NY 10001

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