Helen Vavilis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Helen Vavilis, who also goes by Eleni Vavilis, Helen Eleni Vavilis, was a registered financial professional .
Helen is a previously registered financial professional and started their career in finance in 1999. Helen had worked at 8 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 1, 2015 - October 15, 2015
HOLD BROTHERS CAPITAL LLC
September 17, 2010 - August 23, 2013
TS IMAGINE BROKERAGE SERVICES, LLC
October 30, 2008 - February 8, 2010
LIQUIDNET, INC.
February 6, 2008 - October 22, 2008
CANTOR FITZGERALD & CO.
December 4, 2007 - October 22, 2008
AQUA SECURITIES L.P.
February 28, 2005 - October 17, 2007
G1 EXECUTION SERVICES, LLC
December 8, 2003 - March 8, 2005
E*TRADE SECURITIES LLC
December 8, 1999 - March 10, 2004
BLOOMBERG TRADEBOOK LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/31/2009
Limited Representative-Equity Trader ExamSeries 62
Date: 9/1/1999
Corporate Securities Limited Representative ExaminationCurrent Firm
HOLD BROTHERS CAPITAL LLC
CRD#: 151864 / SEC#: , 8-68404
Contact information
FINRA licenses (5 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HOLDSOFTWARE.COM INC. | CLASS B MEMBER | |
| HOLD, GREGORY FRANCIS | CEO AND MANAGING MEMBER | 2169408 |
| HOLD TECHNOLOGIES, LLC | CLASS H MEMBER | |
| BARTON, ZEINA SOLANGE | FINOP | 5955936 |
| LESSICK, ILAN | EVP - FINANCE, OPERATIONS & COMPLIANCE | 4192324 |
| RICCA, ROBERT J | CHIEF COMPLIANCE OFFICER/AMLCO/TRADING & RISK MANAGER/RETAIL MANAGER | 1658885 |
| ROWE, GREGORY MICHAEL | COMPLIANCE OFFICER | 2559751 |
| ZAFIRIS, TOM | SVP - OPERATIONS | 1337844 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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