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JS

Jose L. Sabastro

PROVIDENCE LEGACY ADVISORS LLC
LANDENBERG, PA
Some features on this profile are disabled
CRD#: 3267017
JS

Professional summary

Jose Luis Sabastro JR, who also goes by Jose Luis (jr) Sabastro, is a registered financial advisor currently at PROVIDENCE LEGACY ADVISORS LLC located in Landenberg, Pennsylvania.

Jose is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Jose has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jose Luis (jr) Sabastro

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jose Luis Sabastro JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 2, 2025 - Present

PROVIDENCE LEGACY ADVISORS LLC

RIA
CRD#: 336846
LANDENBERG, PA
Past

September 13, 1999 - August 5, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PL
PROVIDENCE LEGACY ADVISORS LLC
PROVIDENCE LEGACY ADVISORS LLC

CRD#: 336846 / SEC#: 801-134269

RIA
Registered Investment Advisory firm - (9/2/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Pennsylvania
(9/2/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/28/2025
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/12/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 9/10/1999
General Securities Representative Examination

Current Firm

PL
PROVIDENCE LEGACY ADVISORS LLC
PROVIDENCE LEGACY ADVISORS LLC

CRD#: 336846 / SEC#: 801-134269

RIA
Registered Investment Advisory firm - (9/2/2025 Approved)
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Contact information

Main Address
Landenberg, PA
Mailing Address
Phone number
(484) 302-8343
Established
Firm type
Fiscal year end
# of Employees
1

SEC notice filing (1 States and Territories)

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Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - PROVIDENCE LEGACY ADVISORS LLC (1/2/2026)

Regulatory assets under management

Total Number of Accounts11
AUM (Assets Under Management)$ 174,752,593

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PROVIDENCE LEGACY ADVISORS LLC

CRD#: 336846Landenberg, PA

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