Leo H. Kulla
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leo Halil Kulla, who also goes by Halil Kulla, Leo Kulla, was a registered financial professional .
Leo is a previously registered financial professional and started their career in finance in 1999. Leo had worked at 8 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 2010 - September 21, 2012
JHS CAPITAL ADVISORS, LLC
July 18, 2008 - September 22, 2008
FIS BROKERAGE & SECURITIES SERVICES LLC
February 28, 2006 - August 16, 2006
TAFFERER TRADING, LLC
April 9, 2004 - February 28, 2006
SALOMON GREY FINANCIAL CORPORATION
November 1, 2001 - February 21, 2003
IDS LIFE INSURANCE COMPANY
November 1, 2001 - February 21, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
October 3, 2000 - May 22, 2001
SALOMON GREY FINANCIAL CORPORATION
January 31, 2000 - April 24, 2000
J.W. BARCLAY & CO., INC.
October 20, 1999 - November 19, 1999
DRAKE & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/30/2008
Limited Representative-Equity Trader ExamCurrent Firm
JHS CAPITAL ADVISORS, LLC
CRD#: 112097 / SEC#: 801-71238, 8-53232
Contact information
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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