Christopher E. Kolker

TRIUMPH CAPITAL MANAGEMENT

Denver, CO 80202

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CRD#: 3266922

Professional summary

Christopher Edward Kolker, CFP® is a registered financial advisor currently at TRIUMPH CAPITAL MANAGEMENT located in Denver, Colorado.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Christopher has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Christopher Lee Financial, LLC. Since 08/2015. 1610 Wynkoop Street, Suite 550, Denver, CO 80202. DBA for marketing purposes, advisory services offered through Triumph Capital Management. (2) Colorado State Senate. Since 01/2021. State Senator. Not investment related. 40 hours per week spent on this activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Edward Kolker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2003

Experience

Current

October 1, 2025 - Present

TRIUMPH CAPITAL MANAGEMENT

Office #1: 1610 Wynkoop Street, Suite 550, Denver, CO 80202

RIA

CRD#: 282814

Denver, CO

Past

September 14, 2016 - September 30, 2025

BAY COLONY ADVISORS

RIA

CRD#: 152583

CENTENNIAL, CO

Past

September 8, 2014 - September 23, 2016

SCF INVESTMENT ADVISORS, INC.

RIA

CRD#: 123608

CENTENNIAL, CO

Past

September 8, 2014 - September 23, 2016

SCF SECURITIES, INC.

CRD#: 47275

Centennial, CO

Past

October 7, 2005 - September 11, 2014

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

IOWA CITY, IA

Past

October 13, 2003 - September 11, 2014

EQUITABLE ADVISORS, LLC

CRD#: 6627

IOWA CITY, IA

Past

May 25, 2000 - September 30, 2003

EMPOWER FINANCIAL SERVICES, INC.

CRD#: 13109

GREENWOOD VILLAGE, CO

Past

August 24, 1999 - March 9, 2000

BOFA DISTRIBUTORS, INC.

CRD#: 30683

BOSTON, MA

Past

July 26, 1999 - August 28, 1999

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRIUMPH CAPITAL MANAGEMENT

TRIUMPH CAPITAL | TRIUMPH CAPITAL MANAGEMENT

CRD#: 282814 / SEC#: 801-107312

RIA

Registered Investment Advisory firm - (2/18/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(10/1/2025)

IAR

Texas
(10/1/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/29/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/30/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/23/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/20/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/23/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TRIUMPH CAPITAL MANAGEMENT

TRIUMPH CAPITAL | TRIUMPH CAPITAL MANAGEMENT

CRD#: 282814 / SEC#: 801-107312

RIA

Registered Investment Advisory firm - (2/18/2016 Approved)

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Contact information

Main Address

1610 Wynkoop Street, Suite 550, Denver, CO 80202

Mailing Address

Phone number

(720) 399-5555

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TRIUMPH CAPITAL MANAGEMENT ADV PART 2A BROCHURE (8/25/2025)

TRIUMPH CAPITAL MANAGEMENT WRAP FEE BROCHURE (8/25/2025)

Regulatory assets under management

Total Number of Accounts	3,605
AUM (Assets Under Management)	$ 529,969,949

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christopher E. Kolker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Edward Kolker's CRS (Customer Relationship Summary).

Certified licenses

Experience

BAY COLONY ADVISORS

SCF INVESTMENT ADVISORS, INC.

SCF SECURITIES, INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

EMPOWER FINANCIAL SERVICES, INC.

BOFA DISTRIBUTORS, INC.

SUNAMERICA SECURITIES, INC.

Primary Firm SEC Registration

TRIUMPH CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 11/29/2004

Series 63

Date: 8/30/1999

SIE

Date: 9/23/2016

Series 7

Date: 10/20/2003

Series 6

Date: 7/23/1999

Current Firm

TRIUMPH CAPITAL MANAGEMENT

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRIUMPH CAPITAL MANAGEMENT

TRUST BUT VERIFY

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