Kyle A. Weeks

ACT SECURITIES

Alpharetta, GA 30005

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CRD#: 3266819

Professional summary

Kyle Aaron Weeks, who also goes by Kyle Weeks, is a registered financial advisor currently at ACT SECURITIES, LLC located in Alpharetta, Georgia and SERA GLOBAL SECURITIES US LLC located in Alpharetta, Georgia.

Kyle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Kyle has worked at 36 firms and has passed the Series 63, Series 65, Series 79TO, Series 99TO, SIE, Series 7, Series 62, Series 14, Series 24 and Series 28 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kyle Weeks

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. SECURITIES COMPLIANCE MANAGEMENT, INC. ("SCM") IS A COMPLIANCE CONSULTING COMPANY AND IS NOT INVESTMENT RELATED. TIME ALLOCATION IS APPROXIMATELY 40 HOURS/WEEK ON AVERAGE DURING MARKET TRADING HOURS ACROSS ALL RELATED ENTITIES. ADDRESS: 6250 SHILOH RD., SUITE 30, ALPHARETTA, GEORGIA, 30005. START DATE IS 2003. OWNER/FOUNDER, CEO, PRESIDENT. MASTERCOMPLIANCE, LLC AND MASTERSUPERVISION, LLC ARE WHOLLY OWNED SUBSIDIARIES OF SCM THROUGH WHICH CONSULTING SERVICES ARE OFFERED TO CLIENTS. AS PART OF THE CONSULTING SERVICE, MAY BECOME REGISTERED WITH OTHER B/Ds OR RIAs IN THE CAPACITY OF A REPRESENTATIVE OR SUPERVISOR. REFER TO FORM U4 FOR A LIST OF REGISTRATIONS HELD WITH VARIOUS FIRMS. 2. Weeks Technologies, LLC; Not Investment Related; 6250 Shiloh Rd, Suite 30, Alpharetta, GA 30005; Research and development software; President, Owner, Sole Member; Started January 2016; 5-15hours/month; 5-15 hours/month during trading hours. May vary based on initiatives; Owner, sole member, and manager of Weeks Technologies, LLC. 3. My wife is a Georgia-licensed real estate agent who manages rental property. From time-to-time, when asked, I assist her with discrete tasks. But I have no day-to-day involvement, receive no compensation, and have no expectation of receiving compensation.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kyle Aaron Weeks's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 30, 2025 - Present

ACT SECURITIES, LLC

Office #1: 6250 Shiloh Rd., Ste 30, Alpharetta, GA 30005

RIA

CRD#: 297652

Alpharetta, GA

Current

June 28, 2024 - Present

SERA GLOBAL SECURITIES US LLC

Office #1: 6250 Shiloh Road, Suite 30, Room 2, Alpharetta, GA 30005

CRD#: 283339

Alpharetta, GA

Past

February 13, 2025 - November 5, 2025

REGISTER FINANCIAL ADVISORS, LLC

RIA

CRD#: 143884

ATLANTA, GA

Past

May 7, 2024 - October 4, 2024

ARKAP MARKETS, LLC

CRD#: 326313

ATLANTA, GA

Past

May 17, 2023 - February 13, 2024

CHURCHILL STATESIDE SECURITIES, LLC

CRD#: 154603

Alpharetta, GA

Past

November 15, 2022 - February 14, 2023

LAFISE SECURITIES LLC

RIA

CRD#: 115624

Alpharetta, GA

Past

January 5, 2022 - January 20, 2022

MCP SECURITIES, LLC

CRD#: 152669

New York, NY

Past

January 3, 2022 - January 20, 2022

HATTERAS CAPITAL DISTRIBUTORS, LLC

CRD#: 143365

RALEIGH, NC

Past

January 3, 2022 - January 20, 2022

FINTRUST BROKERAGE SERVICES, LLC

CRD#: 41608

GREENVILLE, SC

Past

August 20, 2021 - November 2, 2021

P2 CORPORATE FINANCE, LLC

CRD#: 313187

Atlanta, GA

Past

August 18, 2021 - December 31, 2021

EQUAPATH CAPITAL, LLC

CRD#: 313781

DORAL, FL

Past

August 17, 2021 - December 31, 2021

PALMAS SECURITIES

CRD#: 299935

HUMACAO, PR

Past

July 23, 2021 - January 24, 2022

PENN SECURITIES LLC

CRD#: 315065

SEATTLE, WA

Past

July 1, 2021 - December 31, 2021

HATTERAS CAPITAL DISTRIBUTORS, LLC

CRD#: 143365

RALEIGH, NC

Past

June 25, 2021 - December 31, 2021

MCKENZIE SECURITIES LLC

CRD#: 310913

GUAYNABO, PR

Past

June 14, 2021 - July 14, 2021

TUXEDO CAPITAL PARTNERS, LLC

CRD#: 165049

Alpharetta, GA

Past

June 3, 2021 - December 31, 2021

FINTRUST BROKERAGE SERVICES, LLC

CRD#: 41608

GREENVILLE, SC

Past

March 3, 2021 - January 21, 2022

PANTEK SECURITIES LLC

CRD#: 302091

Alpharetta, GA

Past

March 2, 2021 - July 1, 2021

LUMOS PARTNERS, LLC

CRD#: 165050

PLEASANTON, CA

Past

March 1, 2021 - October 1, 2021

ETICO PARTNERS, LLC

CRD#: 122481

SARATOGA SPRINGS, NY

Past

March 1, 2021 - December 31, 2021

MCP SECURITIES, LLC

CRD#: 152669

PORT WASHINGTON, NY

Past

March 1, 2021 - December 31, 2021

BRIDGE ALTERNATIVES SECURITIES, LLC.

CRD#: 298625

LAKE FOREST, IL

Past

August 7, 2020 - December 31, 2020

REGISTER FINANCIAL ADVISORS, LLC

RIA

CRD#: 143884

ATLANTA, GA

Past

July 13, 2018 - August 22, 2018

FERGUSON SHAPIRO LLC

RIA

CRD#: 297555

DECATUR, GA

Past

June 23, 2016 - December 10, 2021

FORIS CAPITAL US LLC

CRD#: 282331

ALPHARETTA, GA

Past

May 27, 2016 - December 31, 2016

HARBOR LIGHT INVESTMENT ADVISORS, LLC

RIA

CRD#: 154599

Alpharetta, GA

Past

November 13, 2014 - March 4, 2015

REDWOOD WEALTH MANAGEMENT, LLC

RIA

CRD#: 173916

CHARLOTTE, NC

Past

April 30, 2014 - May 16, 2014

SHERMAN & COMPANY LLC

CRD#: 155575

CHARLOTTE, NC

Past

February 24, 2014 - December 31, 2016

HARBOR LIGHT SECURITIES, LLC

CRD#: 130227

Alpharetta, GA

Past

January 11, 2012 - December 31, 2012

ACG WEALTH INC.

RIA

CRD#: 150419

ATLANTA, GA

Past

July 7, 2011 - May 23, 2013

TC2000 BROKERAGE, INC.

CRD#: 155523

CUMMING, GA

Past

January 28, 2011 - December 31, 2011

CHURCHILL STATESIDE SECURITIES, LLC

CRD#: 154603

ATLANTA, GA

Past

January 3, 2011 - February 14, 2011

LIHTC SECURITIES, LLC

CRD#: 13178

ALTANTA, GA

Past

August 30, 2010 - December 31, 2010

FIRST SOUTHERN SECURITIES, LLC.

CRD#: 153133

ALPHARETTA, GA

Past

May 4, 2010 - December 31, 2010

CERTUSSECURITIES, INC.

CRD#: 144051

ATLANTA, GA

Past

April 29, 2010 - July 27, 2010

STATESIDE CAPITAL, LLC

RIA

CRD#: 153579

ATLANTA, GA

Past

November 23, 2009 - June 28, 2010

THE HUTCHISON COMPANY

CRD#: 149422

DURHAM, NC

Past

August 25, 2008 - January 31, 2011

FINTRUST BROKERAGE SERVICES, LLC

CRD#: 41608

CUMMING, GA

Past

February 29, 2008 - December 1, 2008

HATTERAS CAPITAL DISTRIBUTORS, LLC

CRD#: 143365

RALEIGH, NC

Past

January 25, 2007 - December 9, 2013

RIVERSTONE WEALTH MANAGEMENT, INC.

CRD#: 40418

AUSTIN, TX

Past

November 10, 2006 - December 31, 2010

LIHTC SECURITIES, LLC

CRD#: 13178

ALTANTA, GA

Past

October 3, 2006 - December 31, 2011

1ST WORLDWIDE FINANCIAL PARTNERS, LLC

CRD#: 132038

CUMMING, GA

Past

June 14, 2006 - August 24, 2010

BHK SECURITIES, LLC

CRD#: 139665

BIRMINGHAM, AL

Past

August 4, 2005 - October 3, 2006

YIELDQUEST SECURITIES, LLC

CRD#: 135041

ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(6/3/2025)

Delaware
(6/3/2025)

Georgia
(6/2/2025)

IAR

Georgia
(10/30/2025)

Massachusetts
(6/3/2025)

Mississippi
(6/3/2025)

Montana
(6/3/2025)

New York
(6/3/2025)

North Carolina
(6/3/2025)

Texas
(6/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 6/2/2025

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/23/2009

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/2/2015

General Securities Representative Examination

General Industry/Product Exam

Series 62

Date: 2/17/2009

Corporate Securities Limited Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 3/21/2009

General Securities Principal Examination

Principal/Supervisory Exam

Series 28

Date: 5/12/2005

Introducing Broker/Dealer Financial Operations Principal Examination

SRO Registrations

FINRA

Current Firm

ACT SECURITIES, LLC

CRD#: 297652 / SEC#:

California

Registered Investment Advisory firm - (4/13/2022 Approved)

Georgia

Registered Investment Advisory firm - (10/30/2025 Approved)

Oregon

Registered Investment Advisory firm - (11/4/2025 Approved)

Washington

Registered Investment Advisory firm - (5/21/2019 Approved)

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Contact information

Main Address

7525 Se 24th Street Suite 630, Mercer Island, WA 98040

Mailing Address

Phone number

(206) 486-3400

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kyle A. Weeks

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kyle Aaron Weeks's CRS (Customer Relationship Summary).

Certified licenses

Experience

SERA GLOBAL SECURITIES US LLC

REGISTER FINANCIAL ADVISORS, LLC

ARKAP MARKETS, LLC

CHURCHILL STATESIDE SECURITIES, LLC

LAFISE SECURITIES LLC

MCP SECURITIES, LLC

HATTERAS CAPITAL DISTRIBUTORS, LLC

FINTRUST BROKERAGE SERVICES, LLC

P2 CORPORATE FINANCE, LLC

EQUAPATH CAPITAL, LLC

PALMAS SECURITIES

PENN SECURITIES LLC

HATTERAS CAPITAL DISTRIBUTORS, LLC

MCKENZIE SECURITIES LLC

TUXEDO CAPITAL PARTNERS, LLC

FINTRUST BROKERAGE SERVICES, LLC

PANTEK SECURITIES LLC

LUMOS PARTNERS, LLC

ETICO PARTNERS, LLC

MCP SECURITIES, LLC

BRIDGE ALTERNATIVES SECURITIES, LLC.

REGISTER FINANCIAL ADVISORS, LLC

FERGUSON SHAPIRO LLC

FORIS CAPITAL US LLC

HARBOR LIGHT INVESTMENT ADVISORS, LLC

REDWOOD WEALTH MANAGEMENT, LLC

SHERMAN & COMPANY LLC

HARBOR LIGHT SECURITIES, LLC

ACG WEALTH INC.

TC2000 BROKERAGE, INC.

CHURCHILL STATESIDE SECURITIES, LLC

LIHTC SECURITIES, LLC

FIRST SOUTHERN SECURITIES, LLC.

CERTUSSECURITIES, INC.

STATESIDE CAPITAL, LLC

THE HUTCHISON COMPANY

FINTRUST BROKERAGE SERVICES, LLC

HATTERAS CAPITAL DISTRIBUTORS, LLC

RIVERSTONE WEALTH MANAGEMENT, INC.

LIHTC SECURITIES, LLC

1ST WORLDWIDE FINANCIAL PARTNERS, LLC

BHK SECURITIES, LLC

YIELDQUEST SECURITIES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/2/2025

Series 65

Date: 12/23/2009

Series 79TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 5/2/2015

Series 62

Date: 2/17/2009

Series 14

Date: 1/2/2023

Series 24

Date: 3/21/2009

Series 28

Date: 5/12/2005

FINRA

Current Firm