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Kyle Aaron Weeks

SERA GLOBAL SECURITIES US
Alpharetta, GA
·CRD# 3266819·21 years experience

Professional Summary

Kyle Aaron Weeks, who also goes by Kyle Weeks, is a registered financial advisor currently at SERA GLOBAL SECURITIES US LLC located in Alpharetta, Georgia and KATAMA SECURITIES LLC located in Alpharetta, Georgia. Kyle is registered as a RR (Registered Representative) and started their career in finance in 2005. Kyle has worked at 38 firms and has passed the Series 63, Series 65, Series 79TO, Series 99TO, SIE, Series 7, Series 62, Series 14, Series...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Kyle Weeks

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

SERA GLOBAL SECURITIES US LLC·CRD# 283339
BD
6250 Shiloh Road, Suite 30, Room 2, Alpharetta, GA 30005
June 28, 2024 - Present
KATAMA SECURITIES LLC·CRD# 124667
BD
6250 Shiloh Road, Suite 30-3, Alpharetta, GA 30005
November 25, 2025 - Present
NORTLOV SECURITIES LLC·CRD# 318546
BD
1315 Ethans Way, Mcdonough, GA 30252
August 12, 2026 - Present
ACT SECURITIES, LLC·CRD# 297652
RIA
Alpharetta, GA
October 30, 2025 - July 7, 2026
REGISTER FINANCIAL ADVISORS, LLC·CRD# 143884
RIA
Atlanta, GA
February 13, 2025 - November 5, 2025
ARKAP MARKETS, LLC·CRD# 326313
BD
Atlanta, GA
May 7, 2024 - October 4, 2024
CHURCHILL STATESIDE SECURITIES, LLC·CRD# 154603
BD
Alpharetta, GA
May 17, 2023 - February 13, 2024
LAFISE SECURITIES LLC·CRD# 115624
RIA
Alpharetta, GA
November 15, 2022 - February 14, 2023
MCP SECURITIES, LLC·CRD# 152669
BD
New York, NY
January 5, 2022 - January 20, 2022
HATTERAS CAPITAL DISTRIBUTORS, LLC·CRD# 143365
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Raleigh, NC
January 3, 2022 - January 20, 2022
FINTRUST BROKERAGE SERVICES, LLC·CRD# 41608
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Greenville, SC
January 3, 2022 - January 20, 2022
CAPITAL GAIN SECURITIES GROUP, LLC·CRD# 313187
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Atlanta, GA
August 20, 2021 - November 2, 2021
EQUAPATH CAPITAL, LLC·CRD# 313781
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Doral, FL
August 18, 2021 - December 31, 2021
PALMAS SECURITIES·CRD# 299935
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Humacao, PR
August 17, 2021 - December 31, 2021
PENN SECURITIES LLC·CRD# 315065
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Seattle, WA
July 23, 2021 - January 24, 2022
HATTERAS CAPITAL DISTRIBUTORS, LLC·CRD# 143365
BD
Raleigh, NC
July 1, 2021 - December 31, 2021
MCKENZIE SECURITIES LLC·CRD# 310913
BD
Guaynabo, PR
June 25, 2021 - December 31, 2021
TUXEDO CAPITAL PARTNERS, LLC·CRD# 165049
BD
Alpharetta, GA
June 14, 2021 - July 14, 2021
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Greenville, SC
June 3, 2021 - December 31, 2021
PANTEK SECURITIES LLC·CRD# 302091
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March 3, 2021 - January 21, 2022
LUMOS PARTNERS, LLC·CRD# 165050
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Pleasanton, CA
March 2, 2021 - July 1, 2021
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Saratoga Springs, NY
March 1, 2021 - October 1, 2021
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Port Washington, NY
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BRIDGE ALTERNATIVES SECURITIES, LLC.·CRD# 298625
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March 1, 2021 - December 31, 2021
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Atlanta, GA
August 7, 2020 - December 31, 2020
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July 13, 2018 - August 22, 2018
FORIS CAPITAL US LLC·CRD# 282331
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June 23, 2016 - December 10, 2021
HARBOR LIGHT INVESTMENT ADVISORS, LLC·CRD# 154599
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May 27, 2016 - December 31, 2016
REDWOOD WEALTH MANAGEMENT, LLC·CRD# 173916
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November 13, 2014 - March 4, 2015
SHERMAN & COMPANY LLC·CRD# 155575
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April 30, 2014 - May 16, 2014
HARBOR LIGHT SECURITIES, LLC·CRD# 130227
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February 24, 2014 - December 31, 2016
ACG WEALTH INC.·CRD# 150419
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January 11, 2012 - December 31, 2012
TC2000 BROKERAGE, INC.·CRD# 155523
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Cumming, GA
July 7, 2011 - May 23, 2013
CHURCHILL STATESIDE SECURITIES, LLC·CRD# 154603
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Atlanta, GA
January 28, 2011 - December 31, 2011
LIHTC SECURITIES, LLC·CRD# 13178
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January 3, 2011 - February 14, 2011
FIRST SOUTHERN SECURITIES, LLC.·CRD# 153133
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August 30, 2010 - December 31, 2010
CERTUSSECURITIES, INC.·CRD# 144051
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STATESIDE CAPITAL, LLC·CRD# 153579
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Raleigh, NC
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1ST WORLDWIDE FINANCIAL PARTNERS, LLC·CRD# 132038
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June 14, 2006 - August 24, 2010
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August 4, 2005 - October 3, 2006

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Current Firm

NS
NORTLOV SECURITIES LLC

NORTLOV SECURITIES LLC

CRD#: 318546 / SEC#: 8-70862
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Contact Information

Main Address

1315 Ethans Way, Mcdonough, GA 30252

Mailing Address

1315 Ethans Way, Mcdonough, GA 30252

Phone Number

(678) 586-4053

Established

Delaware since 01/01/2022

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
IBIS COMPLIANCE & FINANCIAL SERVICES, LLCMANAGING MEMBER—
SADLER, JOQUINN THOMASCEO, CCO2817763
SADLER, TINAHIA NACHELLEFINOP, PFO, POO6261220

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. SECURITIES COMPLIANCE MANAGEMENT, INC. ("SCM") IS A COMPLIANCE CONSULTING COMPANY AND IS NOT INVESTMENT RELATED. TIME ALLOCATION IS APPROXIMATELY 40 HOURS/WEEK ON AVERAGE DURING MARKET TRADING HOURS ACROSS ALL RELATED ENTITIES. ADDRESS: 6250 SHILOH RD., SUITE 30, ALPHARETTA, GEORGIA, 30005. START DATE IS 2003. OWNER/FOUNDER, CEO, PRESIDENT. MASTERCOMPLIANCE, LLC AND MASTERSUPERVISION, LLC ARE WHOLLY OWNED SUBSIDIARIES OF SCM THROUGH WHICH CONSULTING SERVICES ARE OFFERED TO CLIENTS. AS PART OF THE CONSULTING SERVICE, MAY BECOME REGISTERED WITH OTHER B/Ds OR RIAs IN THE CAPACITY OF A REPRESENTATIVE OR SUPERVISOR. REFER TO FORM U4 FOR A LIST OF REGISTRATIONS HELD WITH VARIOUS FIRMS. 2. Weeks Technologies, LLC; Not Investment Related; 6250 Shiloh Rd, Suite 30, Alpharetta, GA 30005; Research and development software; President, Owner, Sole Member; Started January 2016; 5-15hours/month; 5-15 hours/month during trading hours. May vary based on initiatives; Owner, sole member, and manager of Weeks Technologies, LLC. 3. My wife is a Georgia-licensed real estate agent who manages rental property. From time-to-time, when asked, I assist her with discrete tasks. But I have no day-to-day involvement, receive no compensation, and have no expectation of receiving compensation.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Delaware
(6/3/2025)
RR
Georgia
(6/2/2025)
RR
Massachusetts
(6/3/2025)
RR
Mississippi
(6/3/2025)
RR
Montana
(6/3/2025)
RR
New York
(6/3/2025)
RR
North Carolina
(6/3/2025)
RR
Texas
(6/3/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2025About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 2009About the Series 65 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2015About the Series 7 exam

Series 62 — Corporate Securities Limited Representative Examination

Passed Feb 2009

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Mar 2009About the Series 24 exam

Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination

Passed May 2005About the Series 28 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Kyle Aaron Weeks's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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