Marshall T. Ozanne

WSA AFFILIATES

Dallas, TX 75231

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CRD#: 3266796

Professional summary

Marshall Tyler Ozanne, CFP®, who also goes by Tyler Ozanne, is a registered financial advisor currently at WSA AFFILIATES, LLC located in Dallas, Texas and PROBITY ADVISORS, INC. located in Dallas, Texas.

Marshall is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Marshall has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tyler Ozanne

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marshall Tyler Ozanne's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

October 4, 2023 - Present

WSA AFFILIATES, LLC

Office #1: 10000 North Central Expressway Suite 1326, Dallas, TX 75231

RIA

CRD#: 144108

Dallas, TX

Current

October 4, 2023 - Present

PROBITY ADVISORS, INC.

Office #1: 10000 N. Central Expressway Suite 1326, Dallas, TX 75231

RIA

CRD#: 121849

Dallas, TX

Current

October 2, 2023 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 10000 N. Central Expwy, Ste 1326, Dallas, TX 75231

RIA

CRD#: 120222

Dallas, TX

Past

January 3, 2006 - October 3, 2023

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

DALLAS, TX

Past

January 3, 2006 - October 3, 2023

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

DALLAS, TX

Past

March 29, 2005 - December 31, 2005

PROBITY ADVISORS, INC.

RIA

CRD#: 121849

DALLAS, TX

Past

August 19, 2004 - November 8, 2004

TOWER SQUARE SECURITIES, INC.

RIA

CRD#: 833

DALLAS, TX

Past

June 5, 2003 - December 31, 2005

TOWER SQUARE SECURITIES, INC.

CRD#: 833

EL SEGUNDO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROBITY ADVISORS, INC.

NESTING EASY | PROBITY ADVISORS, INC.

CRD#: 121849 / SEC#: 801-61430

RIA

Registered Investment Advisory firm - (10/3/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(10/2/2023)

Arizona
(10/2/2023)

Arkansas
(10/2/2023)

California
(10/2/2023)

Colorado
(10/2/2023)

Connecticut
(10/2/2023)

District of Columbia
(10/2/2023)

Florida
(10/2/2023)

Louisiana
(10/2/2023)

Massachusetts
(10/2/2023)

Missouri
(10/2/2023)

New Mexico
(10/2/2023)

New York
(10/2/2023)

Ohio
(10/2/2023)

Oklahoma
(10/2/2023)

IAR

Oklahoma
(10/4/2023)

Oregon
(10/2/2023)

South Carolina
(10/2/2023)

Texas
(10/2/2023)

IAR

Texas
(10/4/2023)

Virginia
(4/26/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/22/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/4/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/4/2006

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

PROBITY ADVISORS, INC.

NESTING EASY | PROBITY ADVISORS, INC.

CRD#: 121849 / SEC#: 801-61430

RIA

Registered Investment Advisory firm - (10/3/2002 Approved)

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Contact information

Main Address

10000 N. Central Expressway Suite 1326, Dallas, TX 75231

Mailing Address

Phone number

(214) 891-8131

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A OF FORM ADV-03.25.2025 (3/27/2025)

Regulatory assets under management

Total Number of Accounts	1,111
AUM (Assets Under Management)	$ 731,792,868

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Marshall T. Ozanne

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marshall Tyler Ozanne's CRS (Customer Relationship Summary).

Certified licenses

Experience

PROBITY ADVISORS, INC.

PRIVATE CLIENT SERVICES, LLC

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

PROBITY ADVISORS, INC.

TOWER SQUARE SECURITIES, INC.

TOWER SQUARE SECURITIES, INC.

Primary Firm SEC Registration

PROBITY ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/22/2003

SIE

Date: 10/1/2018

Series 7

Date: 6/4/2003

Series 24

Date: 5/4/2006

FINRA

Current Firm

PROBITY ADVISORS, INC.

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PROBITY ADVISORS, INC.

TRUST BUT VERIFY

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