Thomas M. Mcdermott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Michael Mcdermott was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1971. Thomas had worked at 22 firms and has passed the PC, Series 1, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 1997 - April 9, 2001
SUSSEX SECURITIES LLC
April 19, 1996 - January 6, 1998
GLOBAL EQUITIES GROUP INC
September 7, 1995 - February 24, 1996
GLOBAL PARTNERS SECURITIES INC.
May 24, 1994 - August 31, 1995
CBA SECURITIES LLC
May 7, 1993 - December 1, 1993
A. T. BROD & CO. INC.
March 22, 1993 - April 20, 1993
FIRST MONTAUK SECURITIES CORP.
November 17, 1992 - December 5, 1992
S. D. COHN & CO., INC.
January 31, 1991 - January 15, 1993
JJC SPECIALIST PARTNERS
November 19, 1989 - April 4, 1990
OSAIC WEALTH, INC.
May 8, 1989 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
February 1, 1989 - May 4, 1989
HANIFEN, IMHOFF SECURITIES CORP.
September 23, 1987 - February 15, 1989
PROFESSIONAL BROKERAGE SERVICES INC.
January 29, 1987 - October 20, 1987
ROBERT AINBINDER & COMPANY
July 19, 1985 - October 3, 1986
KEANE SECURITIES CO., INC.
April 27, 1985 - March 26, 1992
LYNCH, JONES & RYAN LLC
August 30, 1982 - December 22, 1982
LABRANCHE FINANCIAL SERVICES, LLC
March 3, 1982 - June 10, 1982
FIDATA BROKERAGE INCORPORATED
September 16, 1977 - February 19, 1983
PRUDENTIAL EQUITY GROUP, LLC
October 6, 1976 - September 16, 1977
BACHE HALSEY STUART INC.
October 5, 1972 - December 13, 1975
SBC WARBURG DILLON READ INC.
February 7, 1972 - October 13, 1972
DOMIK CORP.
October 27, 1971 - February 13, 1972
DREXEL FIRESTONE INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 6/2/1993
AMEX Put and Call ExamSeries 1
Date: 10/25/1971
Registered Representative ExaminationCurrent Firm
SUSSEX SECURITIES LLC
CRD#: 37594 / SEC#: , 8-47818
Contact information
Documents
Red Flags
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