Thomas Michael Mcdermott
Professional Summary
Thomas Michael Mcdermott was a registered financial advisor. Thomas was a previously registered financial professional and started their career in finance 1971 - 2001. Thomas had worked at 22 firms and has passed the PC, Series 1, Series 27 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
55 years in the financial services industry
Current & Past Employments
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Current Firm
ROBERT FRANCIS MORRIS | SUSSEX SECURITIES LLC | SUSSEX SECURITIES
Contact Information
Established
New Jersey since 04/10/1996Firm Type
Limited Liability CompanyFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORRIS, ROBERT FRANCIS | CEO | — |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
PC — AMEX Put and Call Exam
Passed Jun 1993Series 1 — Registered Representative Examination
Passed Oct 1971Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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