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JM

John William Mcdermott

CRD# 326626·Registered 1973 - 1995
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John William Mcdermott was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1973 - 1995. John had worked at 5 firms and has passed the Series 63, Series 7TO, SIE, Series 5, Series 1, Series 4 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

53 years in the financial services industry

Current & Past Employments

LASALLE ST. FINANCIAL, INC.·CRD# 29396
BD
Chicago, IL
August 6, 1992 - August 31, 1995
CHARLES SCHWAB & CO., INC.·CRD# 5393
BD
September 21, 1979 - March 22, 1980
CIBC WORLD MARKETS CORP.·CRD# 630
BD
June 14, 1976 - March 28, 1979
DEAN WITTER & CO. INCORPORATED·CRD# 6466
BD
November 1, 1973 - June 28, 1976
LASALLE ST SECURITIES, L.L.C.·CRD# 7191
BD
Elmhurst, IL
November 1, 1973 - October 13, 2023

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Current Firm

LS
LASALLE ST. FINANCIAL, INC.

LASALLE ST. FINANCIAL, INC.

CRD#: 29396 / SEC#: 8-44307
BD
Terminated by SEC on 11/21/1995

Contact Information

Established

Illinois since 10/24/1991

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1980About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Jan 2023About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 5 — Interest Rate Options Examination

Passed Nov 1981

Series 1 — Registered Representative Examination

Passed Oct 1973

Series 4 — Registered Options Principal Examination

Passed Apr 1982About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Dec 1980About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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JM
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