Winston H. De Feria
Professional summary
Winston Henry De Feria was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Winston Henry De Feria, who also goes by Winco De Feria, Winston Henry Deferia, was a registered financial professional .
Winston is a previously registered financial professional and started their career in finance in 1999. Winston had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 18, 2005 - July 23, 2008
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO
November 18, 2005 - July 23, 2008
UBS FINANCIAL SERVICES INC.
March 7, 2002 - November 17, 2005
POPULAR SECURITIES, LLC
September 2, 1999 - March 11, 2002
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO
September 2, 1999 - March 11, 2002
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO
CRD#: 13042 / SEC#: , 8-28475
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
| Arbitration | 43 |
Red Flags
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