Joshua P. Nelson

KEYSTONE FINANCIAL SERVICES

LOVELAND, CO 80538

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CRD#: 3266165

Professional summary

Joshua Paul Nelson, CFP®, who also goes by Josh Nelson, is a registered financial advisor currently at KEYSTONE FINANCIAL SERVICES located in Loveland, Colorado.

Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Joshua has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Josh Nelson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON WEALTH MANAGEMENT GROUP, CARSON GROUP PARTNERS AND CARSON GROUP. INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING AND ADDITIONAL ADVISORY SERVICES, POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE, START DATE: 11/2016, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: INVESTMENT ADVISOR PROVIDING ADVISORY SERVICES TO ITS CLIENTS, INCLUDING DISCRETIONARY INVESTMENT MANAGEMENT AND FINANCIAL GUIDANCE. 2. NAME OF OTHER BUSINESS: KEYSTONE FINANCIAL SERVICES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 11/2010 POSITION/TITLE/RELATIONSHIP: CEO/FOUNDER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: DBA NAME FOR SECURITIES BUSINESS 3. NAME OF OTHER BUSINESS: KEYSTONE EXCEL LLC; INVESTMENT RELATED: NO; ADDRESS: 4090 CLYDSDALE PKWY SUITE 201, LOVELAND, CO 80538; NATURE OF BUSINESS: INFORMATIONAL PRODUCTS - DIVORCE BOOTCAMP FOR DAD'S; START DATE: 05/2018; POSITION/TITLE/RELATIONSHIP: OWNER / FOUNDER / CEO; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: CREATING CONTENT, MARKETING EVENTS, AND PRESENTING MATERIALS;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Paul Nelson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

December 3, 2020 - Present

KEYSTONE FINANCIAL SERVICES

Office #1: 4090 Clydesdale Pkwy Suite 201, Loveland, CO 80538

RIA

CRD#: 310623

LOVELAND, CO

Past

January 17, 2017 - May 1, 2019

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

LOVELAND, CO

Past

January 17, 2017 - May 1, 2019

CETERA WEALTH SERVICES, LLC

CRD#: 13572

LOVELAND, CO

Past

May 26, 2016 - January 26, 2021

CWM, LLC

RIA

CRD#: 155344

Loveland, CO

Past

April 17, 2014 - May 27, 2016

WESTERN WEALTH MANAGEMENT LLC

RIA

CRD#: 167344

LOVELAND, CO

Past

December 16, 2010 - October 30, 2015

LPL FINANCIAL LLC

RIA

CRD#: 6413

LOVELAND, CO

Past

December 16, 2010 - January 19, 2017

LPL FINANCIAL LLC

CRD#: 6413

LOVELAND, CO

Past

November 29, 2006 - December 17, 2010

ESSEX NATIONAL SECURITIES, LLC

CRD#: 25454

FT. COLLINS, CO

Past

March 29, 2005 - December 23, 2010

ADDISON AVENUE FINANCIAL PARTNERS, LLC

RIA

CRD#: 127283

LOVELAND, CO

Past

April 25, 2001 - December 1, 2006

CUSO FINANCIAL SERVICES, L.P.

RIA

CRD#: 42132

LOVELAND, CO

Past

March 23, 2001 - December 1, 2006

CUSO FINANCIAL SERVICES, L.P.

CRD#: 42132

LOVELAND, CO

Past

May 10, 2000 - March 19, 2001

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

ST. CLOUD, MN

Past

July 28, 1999 - May 10, 2000

GUARANTY BROKERAGE SERVICES, INC.

CRD#: 23302

ST. CLOUD, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KEYSTONE FINANCIAL SERVICES

KEYSTONE FINANCIAL SERVICES | KEYSTONE FINANCIAL SERVICES, LLC

CRD#: 310623 / SEC#: 801-119534

RIA

Registered Investment Advisory firm - (9/25/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(12/3/2020)

IAR

Texas
(12/3/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/30/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/30/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/27/1999

General Securities Representative Examination

Current Firm

KEYSTONE FINANCIAL SERVICES

KEYSTONE FINANCIAL SERVICES | KEYSTONE FINANCIAL SERVICES, LLC

CRD#: 310623 / SEC#: 801-119534

RIA

Registered Investment Advisory firm - (9/25/2020 Approved)

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Contact information

Main Address

4090 Clydesdale Pkwy Suite 201, Loveland, CO 80538

Mailing Address

Phone number

(970) 744-5408

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (4/10/2025)

Regulatory assets under management

Total Number of Accounts	999
AUM (Assets Under Management)	$ 305,679,394

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joshua P. Nelson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Paul Nelson's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

CWM, LLC

WESTERN WEALTH MANAGEMENT LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

ESSEX NATIONAL SECURITIES, LLC

ADDISON AVENUE FINANCIAL PARTNERS, LLC

CUSO FINANCIAL SERVICES, L.P.

CUSO FINANCIAL SERVICES, L.P.

CETERA INVESTMENT SERVICES LLC

GUARANTY BROKERAGE SERVICES, INC.

Primary Firm SEC Registration

KEYSTONE FINANCIAL SERVICES

State Registrations and Notice Filings

Exams

Series 65

Date: 5/30/2000

Series 63

Date: 7/30/1999

SIE

Date: 10/1/2018

Series 7

Date: 7/27/1999

Current Firm

KEYSTONE FINANCIAL SERVICES

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KEYSTONE FINANCIAL SERVICES

TRUST BUT VERIFY

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