Manish Saini
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Manish Saini was a registered financial professional .
Manish is a previously registered financial professional and started their career in finance in 1999. Manish had worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
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Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 13, 2022 - July 5, 2022
MDS GLOBAL ADVISORS
October 5, 2021 - December 31, 2021
MDS GLOBAL ADVISORS
October 4, 2017 - November 17, 2020
MORGAN STANLEY
August 30, 2017 - November 17, 2020
MORGAN STANLEY
September 2, 1999 - August 20, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
MDS GLOBAL ADVISORS
CRD#: 313299 / SEC#: 801-120788
Contact information
Red Flags
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