Jihyun Kim
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jihyun Kim, who also goes by Jennie Kim, was a registered financial professional .
Jihyun is a previously registered financial professional and started their career in finance in 2000. Jihyun had worked at 6 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 29, 2022 - October 1, 2025
STONEPEAK SECURITIES LLC
July 31, 2017 - September 29, 2021
WELLS FARGO SECURITIES, LLC
November 28, 2016 - July 18, 2017
APOLLO GLOBAL SECURITIES, LLC
March 4, 2015 - October 25, 2016
CREDIT SUISSE SECURITIES (USA) LLC
September 1, 2006 - May 30, 2013
MORGAN STANLEY & CO. LLC
February 9, 2000 - May 5, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
STONEPEAK SECURITIES LLC
CRD#: 316392 / SEC#: , 8-70803
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
