Peter H. Kahng
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Heesurk Kahng, who also goes by Peter H Kahng, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1999. Peter had worked at 4 firms and has passed the Series 63, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 20, 2012 - May 26, 2015
FRED ALGER & COMPANY, LLC
January 17, 2012 - August 21, 2012
MORGAN STANLEY & CO. LLC
January 3, 2011 - January 13, 2012
CREDIT SUISSE SECURITIES (USA) LLC
February 17, 2000 - July 17, 2001
CREDIT SUISSE SECURITIES (USA) LLC
September 27, 1999 - January 12, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FRED ALGER & COMPANY, LLC
CRD#: 5300 / SEC#: , 8-15900
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 6 |
| Civil Event | 1 |
Red Flags
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