Christy R. Trudeau
Professional summary
Christy Renee Trudeau, who also goes by Christy R Erwin, Christy Renee Erwin, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Austin, Texas and KESTRA INVESTMENT SERVICES, LLC located in Austin, Texas.
Christy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Christy has worked at 6 firms and has passed the Series 66, Series 63, Series 57TO, SIE, Series 3, Series 55, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christy Renee Trudeau's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 22, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735December 7, 2015 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 5707 Southwest Parkway Building 2, Ste 400, Austin, TX 78735December 7, 2015 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
July 11, 2014 - December 23, 2015
CHARLES SCHWAB & CO., INC.
July 11, 2014 - December 23, 2015
CHARLES SCHWAB & CO., INC.
April 23, 2012 - June 12, 2014
KESTRA INVESTMENT SERVICES, LLC
December 8, 2010 - June 12, 2014
KESTRA INVESTMENT SERVICES, LLC
October 23, 2009 - October 19, 2010
QUESTRADE USA INC.
January 14, 2008 - January 18, 2008
CHARLES SCHWAB & CO., INC.
March 30, 2000 - December 7, 2007
CYBERTRADER, INC.
September 22, 1999 - March 10, 2000
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/23/2024)
(12/7/2015)
(4/22/2016)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 2/16/2001
Limited Representative-Equity Trader ExamFINRA
Current Firm
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
