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Laura Mcleary Avery

CRD# 3265851·Registered 2000 - 2013
Previously Registered: Being a previously registered professional could mean that Laura is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Laura Mcleary Avery was a registered financial advisor. Laura was a previously registered financial professional and started their career in finance 2000 - 2013. Laura had worked at 4 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

IBERIA CAPITAL PARTNERS L.L.C.·CRD# 152766
BD
New Orleans, LA
January 24, 2012 - July 1, 2013
BARCLAYS CAPITAL INC.·CRD# 19714
BD
New York, NY
September 22, 2008 - August 1, 2011
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
August 14, 2006 - September 22, 2008
NEONET SECURITIES, INC.·CRD# 46938
BD
Jersey City, NJ
September 12, 2000 - March 28, 2005

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Current Firm

IC
IBERIA CAPITAL PARTNERS L.L.C.

IBERIA CAPITAL PARTNERS L.L.C.

CRD#: 152766 / SEC#: 8-68477
BD
Terminated by SEC on 03/07/2021

Contact Information

Established

Louisiana since 12/17/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
FIRST HORIZON NATIONAL CORPORATIONMEMBER—
BYRD, DARYL GLYNNDIRECTOR5761573
LAKEY, MARY THIELCHIEF OPERATIONS OFFICER/CCO5842843
PARKER, JEFFERSON GLENNYDIRECTOR/CEO/CFO835439
PELLETIER, MICHAEL DAVIDDIRECTOR5761585
RESTEL, ANTHONY JOSEPHDIRECTOR5762931
WORLEY, CLIFTON MDIRECTOR/PRESIDENT5246893

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2000About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 2000About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 2000About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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