Kyle L. Rogers

DELTA-V CAPITAL

Denver, CO 80216

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CRD#: 3265800

Professional summary

Kyle Lewis Rogers, who also goes by Kyle Rogers, is a registered financial advisor currently at DELTA-V CAPITAL, LLC located in Denver, Colorado.

Kyle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Kyle has worked at 4 firms and has passed the Series 66, Series 63, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kyle Rogers

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kyle Lewis Rogers's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 15, 2016 - Present

DELTA-V CAPITAL, LLC

Office #1: 3001 Brighton Blvd. Suite 450, Denver, CO 80216

RIA

CRD#: 161800

Denver, CO

Past

January 13, 2004 - December 8, 2015

BDCA VENTURE ADVISER, LLC

RIA

CRD#: 112664

NEW YORK, NY

Past

October 25, 2001 - November 6, 2008

BRITEHORN SECURITIES

CRD#: 36402

GREENWOOD VILLAGE, CO

Past

November 3, 1999 - August 28, 2001

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DELTA-V CAPITAL, LLC

DELTA-V CAPITAL, LLC | SCHALLER, DAVID

CRD#: 161800 / SEC#: 801-101495

RIA

Registered Investment Advisory firm - (7/10/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(7/15/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/30/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/23/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 55

Date: 3/30/2005

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 9/18/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/30/2002

General Securities Principal Examination

Current Firm

DELTA-V CAPITAL, LLC

DELTA-V CAPITAL, LLC | SCHALLER, DAVID

CRD#: 161800 / SEC#: 801-101495

RIA

Registered Investment Advisory firm - (7/10/2015 Approved)

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Contact information

Main Address

3001 Brighton Blvd. Suite 450, Denver, CO 80216

Mailing Address

Phone number

(303) 405-7565

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A-2B (3/27/2025)

Regulatory assets under management

Total Number of Accounts	27
AUM (Assets Under Management)	$ 1,318,351,622

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

SEC / JURISDICTION	REPORTING STATUS	EFFECTIVE DATE
SEC	ERA - Withdrawn	7/7/2015

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kyle L. Rogers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kyle Lewis Rogers's CRS (Customer Relationship Summary).

Certified licenses

Experience

BDCA VENTURE ADVISER, LLC

BRITEHORN SECURITIES

GOLDMAN SACHS & CO. LLC

Primary Firm SEC Registration

DELTA-V CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/30/2003

Series 63

Date: 7/23/1999

Series 55

Date: 3/30/2005

Series 7

Date: 9/18/1999

Series 24

Date: 4/30/2002

Current Firm

DELTA-V CAPITAL, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Exempt reporting advisers

Red Flags

Company Information

DELTA-V CAPITAL, LLC

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