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RM

Robert E. Mcdaniel

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CRD#: 326565
RM

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Edward Mcdaniel was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1969. Robert had worked at 6 firms and has passed the Series 63, Series 1 and Series 00 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

October 19, 1994 - March 3, 1995

A. F. BEST SECURITIES, INC.

BD
CRD#: 14335
CORAL SPRINGS, FL
Past

November 30, 1977 - October 18, 1994

TITAN/VALUE EQUITIES GROUP, INC.

BD
CRD#: 6359
IRVINE, CA
Past

October 21, 1975 - November 16, 1988

HIMCO DISTRIBUTION SERVICES COMPANY

BD
CRD#: 6604
HARTFORD, CT
Past

November 29, 1973 - December 11, 1977

M. H. DECKARD & CO., INC.

BD
CRD#: 539
Past

March 8, 1971 - January 20, 1974

WESTERN AMERICA CORPORATION

BD
CRD#: 1000004
Past

January 15, 1969 - April 13, 1971

CNA INVESTOR SERVICES, INC.

BD
CRD#: 163

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 12/9/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 1
Date: 1/10/1969
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 00
Date: 3/28/1975
General Securities Principal Examination

Current Firm


AF
A. F. BEST SECURITIES, INC.
A. F. BEST SECURITIES, INC.

CRD#: 14335 / SEC#: , 8-30611

BD
Terminated by SEC on 09/20/1999
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Contact information


Main Address
Mailing Address
Phone number
Established
Florida since 09/30/1983
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


A. F. BEST SECURITIES, INC.

CRD#: 14335

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