Kermit R. Mcdaniel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kermit Ray Mcdaniel, who also goes by K Ray Mcdaniel, was a registered financial professional .
Kermit is a previously registered financial professional and started their career in finance in 1967. Kermit had worked at 7 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 6, 1987 - March 5, 1991
PETERS SECURITIES CO., LP
October 30, 1984 - December 20, 1984
BLINDER, ROBINSON & CO., INC.
March 27, 1979 - October 29, 1982
BLUNT ELLIS & LOEWI INCORPORATED
February 8, 1978 - April 5, 1979
HAMILTON INVESTMENTS, INC.
October 26, 1976 - November 10, 1977
H. S. KIPNIS & CO.
March 10, 1972 - July 7, 1976
DOYLE, O'CONNOR & CO., INC.
June 19, 1967 - April 3, 1972
COOK INVESTMENT CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/11/1963
Registered Representative ExaminationCurrent Firm
PETERS SECURITIES CO., LP
CRD#: 15970 / SEC#: , 8-33004
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
