Jack W. Mcdaniel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jack Willis Mcdaniel was a registered financial professional .
Jack is a previously registered financial professional and started their career in finance in 1962. Jack had worked at 8 firms and has passed the Series 65, Series 63, Series 1 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 11, 1992 - April 3, 1997
DEPOSIT GUARANTY INVESTMENTS, INC.
May 14, 1988 - September 11, 1992
LEHMAN BROTHERS INC.
March 4, 1983 - May 14, 1988
E. F. HUTTON & COMPANY INC
February 24, 1978 - February 2, 1983
MORGAN STANLEY DW INC.
November 12, 1976 - February 24, 1978
DEAN WITTER & CO. INCORPORATED
May 8, 1973 - November 22, 1976
J.C. BRADFORD & CO.
August 4, 1972 - January 20, 1973
WZW FINANCIAL SERVICES, INC.
March 27, 1962 - December 13, 1971
CONSUMER INVESTOR PLANNING CORP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/2/1973
Registered Representative ExaminationCurrent Firm
DEPOSIT GUARANTY INVESTMENTS, INC.
CRD#: 27560 / SEC#: , 8-43186
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
