Benjamin W. Cheng
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benjamin Woan-jiun Cheng was a registered financial professional .
Benjamin is a previously registered financial professional and started their career in finance in 2002. Benjamin had worked at 4 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 18, 2011 - March 21, 2012
TWENTY-FIRST SECURITIES CORPORATION
October 20, 2006 - March 11, 2009
UBS SECURITIES LLC
August 26, 2005 - April 20, 2006
NOMURA SECURITIES INTERNATIONAL, INC.
March 21, 2002 - April 4, 2003
WORLDCO, L.L.C.
State Registrations and Notice Filings
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Exams
Series 55
Date: 9/1/2011
Limited Representative-Equity Trader ExamCurrent Firm
TWENTY-FIRST SECURITIES CORPORATION
CRD#: 14461 / SEC#: , 8-30714
Contact information
Documents
Red Flags
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