Lance A. Henley

GATEWAY WEALTH PARTNERS

Brandon, MS

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CRD#: 3265080

Professional summary

Lance Alan Henley, who also goes by Lance A Henley, is a registered financial advisor currently at GATEWAY WEALTH PARTNERS, LLC located in Brandon, Mississippi and LPL FINANCIAL LLC located in Brandon, Mississippi.

Lance is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Lance has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 62, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lance A Henley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 09/15/2011: HENLEY FINANCIAL SERVICES - NON-VARIABLE INSURANCE - INV REL - AT REPORTED BUSINESS LOCATION(S) - AGENT REPRENTING FIXED INSURANCE COMPANIES - TIME SPENT 35% (2) 05/29/2014: NO BUSINESS NAME - NON-VARIABLE INSURANCE - NOT INV REL - AT REPORTED BUSINESS LOCATION(S) - Agent selling life insurance products of Cincinnati Life. - 5% Time Spent (3)0/08/2009: LPL Financial LLC dba Gateway Financial Partners - Investment Related - Broker Dealer - Registered Rep - At Reported Business Location(s) - 160 hours/month, same during securities trading hours; Sale of brokerage services to clients.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lance Alan Henley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 13, 2025 - Present

GATEWAY WEALTH PARTNERS, LLC

RIA

CRD#: 322789

Brandon, MS

Current

September 8, 2009 - Present

LPL FINANCIAL LLC

RIA

CRD#: 6413

BRANDON, MS

Past

July 18, 2016 - May 29, 2025

HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS

RIA

CRD#: 169045

BRANDON, MS

Past

September 8, 2009 - March 30, 2016

LPL FINANCIAL LLC

RIA

CRD#: 6413

BRANDON, MS

Past

July 7, 2005 - September 8, 2009

MUTUAL SERVICE CORPORATION

RIA

CRD#: 4806

MADISON, MS

Past

June 21, 2005 - September 8, 2009

MUTUAL SERVICE CORPORATION

CRD#: 4806

MADISON, MS

Past

June 5, 2003 - July 7, 2005

FFP ADVISORY SERVICES INC

RIA

CRD#: 110778

MADISON, MS

Past

May 23, 2001 - July 6, 2005

FFP SECURITIES, INC.

CRD#: 16337

CHESTERFIELD, MO

Past

August 23, 1999 - May 4, 2001

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GATEWAY WEALTH PARTNERS, LLC

CRD#: 322789 / SEC#: 801-126635

RIA

Registered Investment Advisory firm - (9/26/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(9/8/2009)

Arizona
(11/3/2023)

Arkansas
(9/8/2009)

Georgia
(1/31/2014)

Louisiana
(9/8/2009)

Mississippi
(9/8/2009)

IAR

Mississippi
(5/13/2025)

Missouri
(9/25/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/30/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/3/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/4/2014

General Securities Representative Examination

General Industry/Product Exam

Series 62

Date: 11/10/2010

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 22

Date: 9/28/2009

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 8/20/1999

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

GATEWAY WEALTH PARTNERS, LLC

CRD#: 322789 / SEC#: 801-126635

RIA

Registered Investment Advisory firm - (9/26/2022 Approved)

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Contact information

Main Address

100 W. Lawrence Street Suite 304, Appleton, WI 54911

Mailing Address

Phone number

(920) 731-9293

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (31 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GATEWAY WEALTH PARTNERS, LLC WRAP PROGRAM BROCHURE (10/3/2025)

GATEWAY DISCLOSURE BROCHURE (10/3/2025)

Regulatory assets under management

Total Number of Accounts	5,702
AUM (Assets Under Management)	$ 1,249,772,416

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Lance A. Henley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lance Alan Henley's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS

LPL FINANCIAL LLC

MUTUAL SERVICE CORPORATION

MUTUAL SERVICE CORPORATION

FFP ADVISORY SERVICES INC

FFP SECURITIES, INC.

WOODBURY FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

GATEWAY WEALTH PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/30/2003

Series 63

Date: 9/3/1999

SIE

Date: 10/1/2018

Series 7

Date: 2/4/2014

Series 62

Date: 11/10/2010

Series 22

Date: 9/28/2009

Series 6

Date: 8/20/1999

FINRA

Current Firm

GATEWAY WEALTH PARTNERS, LLC

Contact information

SEC notice filing (31 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GATEWAY WEALTH PARTNERS, LLC

TRUST BUT VERIFY

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