William A. Jollie

QUENT CAPITAL

New York, NY 10036

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CRD#: 3265071

Professional summary

William Albert Jollie, who also goes by William A Jollie, is a registered financial advisor currently at QUENT CAPITAL, LLC located in New York, New York.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. William has worked at 6 firms and has passed the Series 65, Series 66, Series 99TO, SIE, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

William A Jollie

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Albert Jollie's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 13, 2024 - Present

QUENT CAPITAL, LLC

Office #1: 1120 Avenue Of The Americas 4th Floor, New York, NY, 10036

RIA

CRD#: 308203

New York, NY

Past

August 12, 2021 - December 31, 2022

PEOPLE'S UNITED ADVISORS, INC.

RIA

CRD#: 292454

NEW YORK, NY

Past

November 2, 2016 - September 6, 2022

PEOPLE'S SECURITIES, INC.

CRD#: 13704

New York, NY

Past

February 16, 2006 - November 29, 2016

GFA SECURITIES, LLC

CRD#: 128568

NEW YORK, NY

Past

May 30, 2001 - March 21, 2005

SEI INVESTMENTS DISTRIBUTION CO.

CRD#: 10690

OAKS, PA

Past

August 27, 1999 - November 16, 2000

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

QUENT CAPITAL, LLC

CRD#: 308203 / SEC#: 801-118601

RIA

Registered Investment Advisory firm - (4/30/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(6/13/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/6/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 9/17/1999

Uniform Combined State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 1/6/2000

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/26/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/18/2013

General Securities Principal Examination

Current Firm

QUENT CAPITAL, LLC

CRD#: 308203 / SEC#: 801-118601

RIA

Registered Investment Advisory firm - (4/30/2020 Approved)

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Contact information

Main Address

1120 Avenue Of The Americas 4th Floor, New York, NY, 10036

Mailing Address

Phone number

(212) 796-0707

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,406
AUM (Assets Under Management)	$ 1,647,915,798

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/19/2024	Cover Page	Report
11/30/2023	Cover Page	Report
08/26/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

William A. Jollie

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Albert Jollie's CRS (Customer Relationship Summary).

Certified licenses

Experience

PEOPLE'S UNITED ADVISORS, INC.

PEOPLE'S SECURITIES, INC.

GFA SECURITIES, LLC

SEI INVESTMENTS DISTRIBUTION CO.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

QUENT CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/6/2024

Series 66

Date: 9/17/1999

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 31

Date: 1/6/2000

Series 7

Date: 8/26/1999

Series 24

Date: 11/18/2013

Current Firm

QUENT CAPITAL, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

QUENT CAPITAL, LLC

TRUST BUT VERIFY

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