George T. Mccutchen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Thomas Mccutchen JR, who also goes by George Thomas Mccutchen, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1973. George had worked at 9 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE, PC, Series 3, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 10, 2019 - October 3, 2025
BUCKMAN ADVISORY GROUP LLC
October 7, 2019 - August 1, 2025
BUCKMAN, BUCKMAN & REID, INC.
June 25, 2019 - August 26, 2019
B. RILEY WEALTH ADVISORS, INC.
June 25, 2019 - August 26, 2019
NATIONAL SECURITIES CORPORATION
June 30, 2016 - June 26, 2019
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
July 16, 2004 - June 26, 2019
CAPITAL INVESTMENT GROUP, INC.
August 20, 1999 - July 12, 2004
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
September 16, 1987 - September 10, 1999
WACHOVIA SECURITIES, INC.
October 15, 1973 - October 12, 1987
THE ROBINSON-HUMPHREY COMPANY, LLC
Primary Firm SEC Registration
BUCKMAN ADVISORY GROUP LLC
CRD#: 131688 / SEC#: 801-63540
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationPC
Date: 4/7/1988
AMEX Put and Call ExamSeries 1
Date: 10/10/1973
Registered Representative ExaminationCurrent Firm
BUCKMAN ADVISORY GROUP LLC
CRD#: 131688 / SEC#: 801-63540
Contact information
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 834 |
| AUM (Assets Under Management) | $ 236,142,403 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/30/2025 | ||
| 11/20/2024 | ||
| 03/04/2024 | ||
| 07/05/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
