Jeffrey M. Walters

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CRD#: 3264870

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jeffrey Mark Walters, CFP®, who also goes by Jeff Mark Walters, Jeff Mark Walters, was a registered financial professional .

Jeffrey is a previously registered financial professional and started their career in finance in 2000. Jeffrey had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jeff Mark Walters | Jeff Mark Walters

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Past

August 2, 2021 - May 20, 2022

BADGLEY PHELPS WEALTH MANAGERS

RIA

CRD#: 315440

Seattle, WA

Past

July 29, 2015 - August 1, 2021

BADGLEY PHELPS WEALTH MANAGERS

RIA

CRD#: 108392

SEATTLE, WA

Past

October 23, 2000 - May 28, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

BELLEVUE, WA

Past

September 25, 2000 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

September 25, 2000 - May 28, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

BELLEVUE, WA

Past

January 4, 2000 - September 13, 2000

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BADGLEY PHELPS WEALTH MANAGERS

BADGLEY PHELPS WEALTH MANAGERS | BADGLEY PHELPS WEALTH MANAGERS, LLC

CRD#: 315440 / SEC#: 801-121830

RIA

Registered Investment Advisory firm - (7/26/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/25/2000

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/15/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/28/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/23/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/3/2000

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BADGLEY PHELPS WEALTH MANAGERS

BADGLEY PHELPS WEALTH MANAGERS | BADGLEY PHELPS WEALTH MANAGERS, LLC

CRD#: 315440 / SEC#: 801-121830

RIA

Registered Investment Advisory firm - (7/26/2021 Approved)

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Contact information

Main Address

1420 Fifth Avenue Suite 3200, Seattle, WA 98101

Mailing Address

Phone number

(206) 623-6172

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (26 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BADGLEY PHELPS WEALTH MANAGERS, LLC PART 2A BROCHURE 03/29/2025 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	2,875
AUM (Assets Under Management)	$ 5,902,779,678

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/27/2025	Cover Page	Report
12/11/2024	Cover Page	Report
01/08/2024	Cover Page	Report
10/24/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jeffrey M. Walters

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BADGLEY PHELPS WEALTH MANAGERS

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

BADGLEY PHELPS WEALTH MANAGERS

State Registrations and Notice Filings

Exams

Series 66

Date: 9/25/2000

Series 63

Date: 12/15/1999

SIE

Date: 5/28/2015

Series 7

Date: 9/23/2000

Series 6

Date: 1/3/2000

Current Firm

BADGLEY PHELPS WEALTH MANAGERS

Contact information

SEC notice filing (26 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BADGLEY PHELPS WEALTH MANAGERS

TRUST BUT VERIFY

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