Thomas J. Miller
EAGLE STRATEGIES LLC
BOZEMAN, MT 59715
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CRD#: 3264862
Professional summary
Thomas John Miller, CFP® is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Bozeman, Montana and NYLIFE SECURITIES LLC located in Bozeman, Montana.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Thomas has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[USA Hockey Official; as a USA ice Hockey Official I will be officiating youth through college hockey games.; 1923 298th Cres SE Fall City WA 98024; Start Date 11/2015; Role/Title: Educator/Instructor; Not Investment Related; 10 hours per month; 0 hours per month during securities trading hours] [Billings Ice Hockey Officials Association; Register Train and evaluate duly registered Hockey Officials.; 1215 3rd St W Billings, MT 59101; Start Date 08;Take minutes for the board and special meetings. Post all minutes into the system. Recruit and train scorekeepers; Role/Title: Board Member; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours] [CFP Board Foundation for Financial Planning; PRO BONO VOLUNTEERING. CFP� professionals across the country provide free, no-strings-attached, financial advice to underserved people in need.; 6051 Canyonwoods Drive Billings, MT 59106; Start Date 10/2023; Role/Title: Volunteer; Investment Related; 6 hours per month; 0 hours per month during securities trading hours; CFP� professionals take a holistic, personalized approach to bring all the pieces of your financial life together. I will be providing guidance to those in need while helping them understanding basic financial planning. The CFP board through their foundation will be referring me people to help.][NAIFA Montana; The National Association of Insurance and Financial Advisors's membership promise is to Advocate. Educate. Differentiate.; 170 Nicholson Drive Kalispell, MT 59901; Start Date 01/2025; Role/Title: Board Member; Investment Related; 4 hours per month; 2 hours per month during securities trading hours; Share ideas, promote participation and facilite gathers for the organization]
CRS (Client Relationship Summary) - RIA
Click below to view Thomas John Miller's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2004
Experience
Current
May 11, 2012 - Present
EAGLE STRATEGIES LLC
Office #1: 106 East Babcock Street Suite 2a, Bozeman, MT 59715RIA
CRD#: 110826
BOZEMAN, MT
Current
February 22, 2008 - Present
NYLIFE SECURITIES LLC
Office #1: 106 East Babcock Street Suite 2a, Bozeman, MT 59715BD
CRD#: 5167
Bozeman, MT
Past
October 9, 2007 - January 23, 2008
WADDELL & REED
RIA
CRD#: 866
BLOOMINGTON, MN
Past
December 20, 2006 - January 23, 2008
WADDELL & REED
BD
CRD#: 866
BLOOMINGTON, MN
Past
September 22, 2004 - October 27, 2006
USALLIANZ SECURITIES, INC.
BD
CRD#: 40875
MINNEAPOLIS, MN
Past
September 28, 1999 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
MILWAUKEE, WI
Past
August 23, 1999 - September 23, 2004
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
MILWAUKEE, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(4/11/2023)
RR
Georgia(4/11/2023)
RR
Idaho(4/21/2016)
RR
Minnesota(2/22/2008)
RR
Montana(4/3/2012)
IAR
Montana(5/11/2012)
RR
North Dakota(7/24/2024)
RR
Oregon(4/26/2016)
RR
Utah(7/26/2024)
RR
Washington(4/21/2016)
RR
Wyoming(4/11/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
