Kong M. Lee

VANTAGE POINT WEALTH MANAGEMENT

PLYMOUTH, MN 55441

Some features on this profile are disabled

CRD#: 3264757

Professional summary

Kong Meng Lee, who also goes by Komeng Lee, is a registered financial advisor currently at VANTAGE POINT WEALTH MANAGEMENT located in Plymouth, Minnesota and LPL FINANCIAL LLC located in Plymouth, Minnesota.

Kong is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Kong has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Aliases

Komeng Lee

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kong Meng Lee's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 24, 2014 - Present

VANTAGE POINT WEALTH MANAGEMENT

Office #1: 505 North Highway 169 Suite 260, Plymouth, MN 55441

RIA

CRD#: 167886

PLYMOUTH, MN

Current

March 4, 2013 - Present

LPL FINANCIAL LLC

Office #1: 505 N Highway 169 Suite 260, Plymouth, MN 55441

RIA

CRD#: 6413

PLYMOUTH, MN

Past

July 1, 2025 - July 10, 2026

LPL FINANCIAL LLC

RIA

CRD#: 6413

MINNEAPOLIS, MN

Past

March 5, 2013 - October 28, 2015

LPL FINANCIAL LLC

RIA

CRD#: 6413

MINNEAPOLIS, MN

Past

July 14, 2009 - June 21, 2012

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

EDINA, MN

Past

March 2, 2009 - June 21, 2012

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

EDINA, MN

Past

June 21, 2005 - March 4, 2009

EDWARD JONES

CRD#: 250

SHOREVIEW, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VANTAGE POINT WEALTH MANAGEMENT

CRD#: 167886 / SEC#: 801-99343

RIA

Registered Investment Advisory firm - (6/3/2015 Approved)

Iowa

Registered Investment Advisory firm - (6/30/2015 Terminated)

Minnesota

Registered Investment Advisory firm - (6/24/2015 Terminated)

North Dakota

Registered Investment Advisory firm - (6/24/2015 Terminated)

South Dakota

Registered Investment Advisory firm - (6/24/2015 Terminated)

Texas

Registered Investment Advisory firm - (6/24/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(3/4/2013)

Colorado
(12/2/2025)

Florida
(8/11/2020)

Minnesota
(3/4/2013)

IAR

Minnesota
(1/24/2014)

Oklahoma
(4/14/2022)

Texas
(10/20/2020)

Washington
(3/29/2016)

Wisconsin
(7/16/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/20/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/24/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/20/2005

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

VANTAGE POINT WEALTH MANAGEMENT

CRD#: 167886 / SEC#: 801-99343

RIA

Registered Investment Advisory firm - (6/3/2015 Approved)

Iowa

Registered Investment Advisory firm - (6/30/2015 Terminated)

Minnesota

Registered Investment Advisory firm - (6/24/2015 Terminated)

North Dakota

Registered Investment Advisory firm - (6/24/2015 Terminated)

South Dakota

Registered Investment Advisory firm - (6/24/2015 Terminated)

Texas

Registered Investment Advisory firm - (6/24/2015 Terminated)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

505 North Highway 169 Suite 260, Plymouth, MN 55441

Mailing Address

Phone number

(763) 587-7120

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE - VPWM ADVISORS (3/14/2025)

ADV PART 2A (3/14/2025)

Regulatory assets under management

Total Number of Accounts	1,361
AUM (Assets Under Management)	$ 277,355,003

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

Similar Advisors

Chad Rusten

ELEMENT SQUARED PRIVATE WEALTH

IAR

MINNEAPOLIS, MN

Steven Schmidt

LPL ENTERPRISE, LLC

IAR

ST LOUIS PARK, MN

Ryan Golden

WELLS FARGO CLEARING SERVICES, LLC

IAR

CRYSTAL, MN

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Kong M. Lee

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kong Meng Lee's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

EDWARD JONES

Primary Firm SEC Registration

VANTAGE POINT WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 5/20/2009

Series 63

Date: 6/24/2005

SIE

Date: 10/1/2018

Series 7

Date: 6/20/2005

FINRA

Current Firm

VANTAGE POINT WEALTH MANAGEMENT

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VANTAGE POINT WEALTH MANAGEMENT

TRUST BUT VERIFY

Contact information

Similar Advisors