Don L. Ray
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Don Lynn Ray was a registered financial professional .
Don is a previously registered financial professional and started their career in finance in 1999. Don had worked at 4 firms and has passed the Series 6 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 23, 2011 - July 16, 2024
RAY|THEIL WEALTH MANAGEMENT, LLC
October 26, 2004 - June 14, 2011
DEAN FINANCIAL SERVICES
January 23, 2003 - June 14, 2011
DEAN INVESTMENTS
October 27, 1999 - October 29, 2007
2480 SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAY|THEIL WEALTH MANAGEMENT, LLC
CRD#: 157443 / SEC#: 801-72348
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 99 |
| AUM (Assets Under Management) | $ 220,870,985 |
Red Flags
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