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Terry L. Mccullough

E. E. POWELL & COMPANY
Seven Fields, PA 16046
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CRD#: 326429
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Professional summary


Terry Lee Mccullough is a registered financial professional currently at E. E. POWELL & COMPANY INC. located in Seven Fields, Pennsylvania.

Terry is registered as a RR (Registered Representative) and started their career in finance in 1972. Terry has worked at 1 firm and has passed the Series 7TO, SIE, Series 24 and Series 00 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Terry Lee Mccullough's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 10, 1972 - Present

E. E. POWELL & COMPANY INC.

Office #1: 200 Northpointe Circle Suite 304, Seven Fields, PA 16046Office #2: 200 Northpointe Circle Suite 304, Seven Fields, PA 16046
RIA
BD
CRD#: 3063
Seven Fields, PA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(10/21/1998)
RR
Florida
(8/11/1998)
RR
Michigan
(3/3/2003)
RR
Ohio
(8/10/1998)
RR
Pennsylvania
(11/8/1981)
RR
South Carolina
(5/1/2003)
RR
West Virginia
(4/30/2001)

Exams


General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 00
Date: 7/3/1972
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm


E. E. POWELL & COMPANY INC.
E. E. POWELL & COMPANY INC.
E. E. POWELL & COMPANY INC. | ELMER E. POWELL & COMPANY

CRD#: 3063 / SEC#: , 8-8193

Pennsylvania
Registered Investment Advisory firm - SEC (6/30/2022 Approved)
Texas
Registered Investment Advisory firm - SEC (9/15/2022 Conditional Restricted)
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information


Main Address
200 Northpointe Circle Suite 304, Seven Fields, PA 16046
Mailing Address
200 Northpointe Circle Suite 304, Seven Fields, PA 16046
Phone number
(724) 776-7600
Established
Pennsylvania since 01/01/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
7

FINRA licenses (21 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
MOFFATT, LEE DAVIDPRESIDENT / CCO2267891
WHALEN, RICHARD EDWARDEXECUTIVE DIRECTOR807493
WHALEN, ANDREW JAMESSECRETARY6400127
NIESSLEIN, JOSEPH MFINOP/PFO/POO3057789

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


E. E. POWELL & COMPANY INC.

E. E. POWELL & COMPANY INC.

CRD#: 3063Seven Fields, PA 16046

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