Gail Carrion

ASTRA WEALTH MANAGEMENT GROUP

Plano, TX 75024

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CRD#: 3264148

Professional summary

Gail Carrion is a registered financial advisor currently at ASTRA WEALTH MANAGEMENT GROUP located in Plano, Texas.

Gail is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Gail has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GLC LEGACY LLC, INV RELATED, FRISCO, TX, 100% OWNERSHIP, START 3/3/2019, 2 HOURS PER MONTH, 1 HOURS DURING TRADING, FINET PRACTICE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gail Carrion's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 15, 2023 - Present

ASTRA WEALTH MANAGEMENT GROUP

Office #1: 5700 Granite Parkway Suite 330, Plano, TX 75024

RIA

CRD#: 326006

Plano, TX

Past

May 17, 2019 - May 24, 2023

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

PLANO, TX

Past

May 17, 2019 - May 24, 2023

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

PLANO, TX

Past

January 1, 2006 - May 17, 2019

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

PLANO, TX

Past

August 31, 2005 - May 17, 2019

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

PLANO, TX

Past

August 18, 1999 - September 6, 2005

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASTRA WEALTH MANAGEMENT GROUP

ASTRA STARS, LLC | TYCHE WEALTH PARTNERS LLC | ASTRA WEALTH MANAGEMENT GROUP

CRD#: 326006 / SEC#: 801-127984

RIA

Registered Investment Advisory firm - (5/15/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/15/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/27/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/9/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/13/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/17/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ASTRA WEALTH MANAGEMENT GROUP

ASTRA STARS, LLC | TYCHE WEALTH PARTNERS LLC | ASTRA WEALTH MANAGEMENT GROUP

CRD#: 326006 / SEC#: 801-127984

RIA

Registered Investment Advisory firm - (5/15/2023 Approved)

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Contact information

Main Address

5700 Granite Parkway Suite 330, Plano, TX 75024

Mailing Address

Phone number

(972) 464-1571

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (10/30/2025)

Regulatory assets under management

Total Number of Accounts	2,928
AUM (Assets Under Management)	$ 1,302,943,135

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
05/21/2025	Cover Page	Report
09/24/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gail Carrion

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gail Carrion's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

CHASE INVESTMENT SERVICES CORP.

Primary Firm SEC Registration

ASTRA WEALTH MANAGEMENT GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 12/27/2005

Series 63

Date: 9/9/1999

SIE

Date: 10/1/2018

Series 7

Date: 10/13/2005

Series 6

Date: 8/17/1999

Current Firm

ASTRA WEALTH MANAGEMENT GROUP

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ASTRA WEALTH MANAGEMENT GROUP

TRUST BUT VERIFY

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