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GC

Greg Edward Capra

CRD# 3264130·Registered 2001 - 2015
Previously Registered: Being a previously registered professional could mean that Greg is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Greg Edward Capra, who also goes by Greg Eward Capra, was a registered financial advisor. Greg was a previously registered financial professional and started their career in finance 2001 - 2015. Greg had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Greg Eward Capra

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

LIGHTSPEED TRADING, LLC·CRD# 35519
BD
New York, NY
January 2, 2014 - October 1, 2015
SPEEDTRADER, INC·CRD# 107403
BD
Katonah, NY
February 16, 2012 - January 2, 2014
MASTERTRADER.COM·CRD# 47883
BD
White Plains, NY
October 26, 2011 - February 28, 2012
WTS PROPRIETARY TRADING GROUP LLC·CRD# 148117
BD
New York, NY
March 23, 2011 - June 11, 2013
MASTERTRADER.COM·CRD# 47883
BD
White Plains, NY
February 9, 2009 - November 10, 2009
MASTERTRADER.COM·CRD# 47883
BD
White Plains, NY
June 8, 2001 - February 13, 2007

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Current Firm

LT
LIGHTSPEED TRADING, LLC

LIGHTSPEED TRADING, LLC | SUBERT SECURITIES, LLC | SUBERT SECURITIES, INC. | SCHONFELD & COMPANY, LLC

CRD#: 35519 / SEC#: 8-46795
BD
Terminated by SEC on 07/14/2018

Contact Information

Established

New York since 08/25/1998

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
PROFESSIONAL TRADING SOLUTIONS, INC.DIRECT OWNER—
GIBB, THOMAS ANTHONYCO-PRESIDENT4750905
LYONS, JASON ROBERTFINOP2921790
NAIB, FARID AHMEDCEO6285310
PETZOLD, KEITH WILLIAMCHIEF COMPLIANCE OFFICER2944070

Disclosures

Regulatory Event

19

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2012About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2001About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jul 2001About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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