Alvin P. Kressler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alvin Paul Kressler III was a registered financial professional .
Alvin is a previously registered financial professional and started their career in finance in 1999. Alvin had worked at 6 firms and has passed the Series 63, Series 86, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2014 - September 19, 2014
WYCHE SECURITIES, INC.
November 26, 2013 - March 26, 2014
WINDSOR STREET CAPITAL, LP
September 24, 2010 - June 24, 2013
BLOOMBERG TRADEBOOK LLC
March 12, 2004 - March 7, 2006
LEHMAN BROTHERS INC.
February 14, 2001 - October 25, 2002
B. RILEY SECURITIES, INC.
September 17, 1999 - February 12, 2001
KAUFMAN BROS., L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WYCHE SECURITIES, INC.
CRD#: 40772 / SEC#: , 8-49186
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WYCHE, TODD BRINSON | CEO, CCO,CFO, FINOP, GENERAL SECURITIES PRINCIPAL, DIRECTOR AND SHAREHOLDER | 2186536 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
