Rocklin D. Senavinin

FIDUCIARY WEALTH MANAGEMENT

LITTLE ROCK, AR

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CRD#: 3264004

Professional summary

Rocklin Danai Senavinin, CFP® is a registered financial advisor currently at FIDUCIARY WEALTH MANAGEMENT, LLC located in Little Rock, Arkansas and CLIENTFIRST WEALTH MANAGEMENT, LLC located in Little Rock, Arkansas.

Rocklin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Rocklin has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1.) NAME OF OBA: CLIENTFIRST WEALTH MANAGEMENT, LLC; ADDRESS OF OBA: LITTLE ROCK, AR, 72207; NATURE: RIA; INVESTMENT RELATED: YES; RELATIONSHIP WITH OBA: INVESTMENT ADVISER REPRESENTATIVE; DUTIES: NONE; START DATE: 2024; APPROX. NUMBER OF HOURS/MONTH: 1; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 1; (2.) NAME OF OBA: MOUNT ST. MARY FOUNDATION; ADDRESS OF OBA: LITTLE ROCK, AR 72205; NATURE: BOARD MEMBER; INVESTMENT RELATED: NO; TITLE WITH OBA: BOARD MEMBER; DUTIES: HELP WITH FINANCE RELATED MATTERS RELATED TO THE MOUNT ST. MARY FOUNDATION; START DATE: 08/01/2022; APPROX. NUMBER OF HOURS/MONTH: 2-4; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 1-2

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rocklin Danai Senavinin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

August 10, 2016 - Present

FIDUCIARY WEALTH MANAGEMENT, LLC

Office #2: 1501 North University Suite 714, Little Rock, AR 72207

RIA

CRD#: 284324

LITTLE ROCK, AR

Current

April 3, 2024 - Present

CLIENTFIRST WEALTH MANAGEMENT, LLC

Office #1: 1501 N. University Avenue Suite 714, Little Rock, AR 72207

RIA

CRD#: 120286

LITTLE ROCK, AR

Past

March 10, 2003 - June 1, 2016

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

LITTLE ROCK, AR

Past

August 15, 2002 - June 1, 2016

CHARLES SCHWAB & CO., INC.

CRD#: 5393

LITTLE ROCK, AR

Past

January 31, 2002 - August 27, 2002

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

September 21, 1999 - September 7, 2001

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CLIENTFIRST WEALTH MANAGEMENT, LLC

ARKANSAS MUNI ADVANTAGE | PRICE ASSET MANAGEMENT | CLIENTFIRST WEALTH MANAGEMENT, LLC | CLIENTFIRST WEALTH MANAGEMENT | CLIENTFIRST ASSET MANAGEMENT

CRD#: 120286 / SEC#: 801-67589

RIA

Registered Investment Advisory firm - (3/26/2007 Approved)

Arkansas

Registered Investment Advisory firm - (7/10/2007 Terminated)

Nevada

Registered Investment Advisory firm - (11/24/2003 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(8/10/2016)

IAR

Texas
(4/3/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/19/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/27/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/1/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/20/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 3/12/2001

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 2/14/2001

General Securities Sales Supervisor - General Module Examination

Current Firm

CLIENTFIRST WEALTH MANAGEMENT, LLC

ARKANSAS MUNI ADVANTAGE | PRICE ASSET MANAGEMENT | CLIENTFIRST WEALTH MANAGEMENT, LLC | CLIENTFIRST WEALTH MANAGEMENT | CLIENTFIRST ASSET MANAGEMENT

CRD#: 120286 / SEC#: 801-67589

RIA

Registered Investment Advisory firm - (3/26/2007 Approved)

Arkansas

Registered Investment Advisory firm - (7/10/2007 Terminated)

Nevada

Registered Investment Advisory firm - (11/24/2003 Terminated)

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Contact information

Main Address

1501 N. University Avenue Suite 715, Little Rock, AR 72207

Mailing Address

Phone number

(501) 603-0406

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

04 03 2025 CFW FORM ADV PART 2A AND 2B FINAL (4/3/2025)

Regulatory assets under management

Total Number of Accounts	53
AUM (Assets Under Management)	$ 264,742,747

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Rocklin D. Senavinin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rocklin Danai Senavinin's CRS (Customer Relationship Summary).

Certified licenses

Experience

CLIENTFIRST WEALTH MANAGEMENT, LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

A. G. EDWARDS & SONS, INC.

TD AMERITRADE, INC.

Primary Firm SEC Registration

CLIENTFIRST WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/19/2002

Series 63

Date: 9/27/1999

SIE

Date: 6/1/2016

Series 7

Date: 9/20/1999

Series 9

Date: 3/12/2001

Series 10

Date: 2/14/2001

Current Firm

CLIENTFIRST WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CLIENTFIRST WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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